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AdvisorIQ

Ranking, Rhode Island

Fastest-growing wealth firms over one year, including broker-dealer firms in Rhode Island

As of October 2, 2026, Citizens Securities, Inc. ranked #1 in Rhode Island in AdvisorIQ's ranking of fastest-growing wealth firms over one year, including broker-dealer firms, with 40.1%, from a base of $9.2 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the change in RAUM between the SEC snapshots of September 2, 2025 and October 2, 2026, for firms with at least $100 million in RAUM in the earlier snapshot. The value is a fraction (0.25 is 25 percent) and base_value is the starting RAUM. Firms whose figure grew more than 300 percent are left out: on Form ADV that almost always reflects a merger, an acquisition or assets moved from an affiliated adviser rather than growth, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 Citizens Securities, Inc. Broker-dealer affiliated Johnston 40.1% $9.2 billion
2 Wealthcare Investment Partners LLC Portsmouth 31.3% $654.8 million
3 Axis Wealth Partners, LLC East Providence 30.3% $289.7 million
4 McGuire Wealth Management Wakefield 29.6% $819.0 million
5 Canton Hathaway LLC Providence 28.8% $672.7 million
6 Breachway Investments, LLC Charlestown 25.6% $131.3 million
7 Sowa Financial Group Lincoln 23.2% $419.7 million
8 Forbes Financial Planning, Inc. East Greenwich 23.0% $195.5 million
9 Bountiful Investment Management LLC Rumford 22.2% $131.3 million
10 Eliot Rose Wealth Management, LLC Providence 21.9% $152.8 million
11 Financial Independence, LLC Warwick 18.9% $242.3 million
12 Brown, Lisle/Cummings, Inc Broker-dealer affiliated Providence 17.5% $414.7 million
13 The Retirement Planning Company of New England, Inc. Warwick 17.3% $336.3 million
14 Alpha Dog Advisors, Ruff Cranston 16.9% $131.4 million
15 Barrett & Company Broker-dealer affiliated Providence 16.8% $453.5 million
16 Blue Fin Capital, Inc. Warren 16.2% $650.6 million
17 Mystic Asset Management Warwick 16.1% $529.3 million
18 Young Richard C & Co Ltd Newport 15.3% $1.6 billion
19 SK Wealth Management, LLC Providence 15.1% $555.3 million
20 Diversified Resources, LLC Broker-dealer affiliated Warwick 15.0% $233.7 million
21 Signet Investment Advisory Group, Inc. Providence 14.2% $345.2 million
22 Parsons Capital Management Inc Providence 13.8% $2.1 billion
23 D & P Investment Advisors, Ltd. Wakefield 13.8% $173.8 million
24 Capital Wealth Management, LLC West Warwick 13.6% $1.0 billion
25 Strategicpoint Investment Advisors LLC Providence 13.4% $806.4 million
26 Professional Planning Group Westerly 12.9% $1.2 billion
27 Hall Capital Management Company, Inc. Barrington 11.6% $368.9 million
28 First Financial Advisory Services Inc Westerly 11.2% $250.0 million
29 Lincoln Capital Corporation East Greenwich 10.8% $377.5 million
30 Newman Dignan & Sheerar, Inc Providence 9.3% $669.2 million
31 Weybosset Research & Management, LLC Providence 8.3% $314.7 million
32 Sheeley & Partners Wealth Management, LLC Providence 7.3% $122.4 million
33 Arlen Capital, LLC Warwick 5.3% $331.3 million
34 Wealth Management Resources, Inc. Smithfield 0.0% $385.2 million
35 Slocum, Gordon & Co. LLP Newport -2.7% $225.2 million

35 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Fastest growing by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.