IAR CE deadline: December 31. 84 days left in adopting states. Check what you owe

For asset managers
AdvisorIQ

Ranking, Connecticut

Wealth firms with the fastest client growth over one year, including broker-dealer firms in Connecticut

As of October 2, 2026, The Dowling Group Wealth Management ranked #1 in Connecticut in AdvisorIQ's ranking of wealth firms with the fastest client growth over one year, including broker-dealer firms, with 222.5%, from a base of 102.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

SEC-registered firms ranked by the change in their number of clients (counted as in the most clients ranking) between the SEC snapshots of September 2, 2025 and October 2, 2026, for firms with at least 100 clients in the earlier snapshot. The value is a fraction and base_value is the starting client count. Firms whose client count grew more than 300 percent are left out, since that almost always reflects a merger or acquisition, and each firm's own page still shows the change. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). Only SEC-registered firms are ranked: the state-registered firm data is current only, with no earlier snapshots. Growth includes market movement, net new assets and acquisitions. State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Growth Starting value
1 The Dowling Group Wealth Management Greenwich 222.5% 102
2 Fcig Wealth Management, LLC Plainfield 167.7% 167
3 Osaic Institutions, Inc. Broker-dealer affiliated Meriden 125.9% 7,224
4 Apella Wealth West Hartford 113.9% 3,976
5 Medallion Wealth Advisors, LLC Farmington 66.4% 1,493
6 William Joseph Capital Management, Inc. Bristol 60.2% 1,173
7 Herbert J. Sims Capital Management, Inc. Broker-dealer affiliated Fairfield 58.4% 221
8 The Herbst Group, LLC Westport 41.8% 134
9 Constitution Investment Advisory and Portfolio Management Shelton 38.5% 130
10 Voya Financial Advisors, Inc. Broker-dealer affiliated Windsor 34.6% 12,225
11 New Edge Wealth Stamford 32.3% 2,818
12 A.G.P / Alliance Global Partners Broker-dealer affiliated Westport 28.1% 5,849
13 Greenwich Wealth Management, LLC Greenwich 27.3% 491
14 Coastal Bridge Advisors Westport 26.1% 1,584
15 Colter Lewis Investment Partners, LLC Greenwich 22.6% 106
16 Ridgeview Asset Management Partners, LLC Stamford 21.6% 111
17 Purkiss Capital Advisors, LLC Ridgefield 21.4% 337
18 U.S.A. Financial & Tax Services, LLC Farmington 20.0% 550
19 Kreitler Financial LLC New Haven 16.9% 148
20 Night Owl Capital Management, LLC Greenwich 15.3% 190
21 Milestone Asset Management Group, LLC Avon 14.2% 190
22 WJ Financial Advisors, LLC Killingworth 14.2% 240
23 Principle Wealth Madison 10.7% 1,093
24 Johnson Brunetti Wethersfield 10.4% 5,476
25 Compass Wealth Management LLC Guilford 9.8% 683
26 Fiscal Wisdom Wealth Management LLC Canton 9.7% 2,579
27 Connecticut Wealth Management, LLC Farmington 9.1% 1,391
28 Avity Investment Management Inc. Greenwich 9.0% 278
29 Morse Asset Management, Inc. Darien 8.2% 183
30 Main Street Research LLC Lakeville 8.0% 955
31 Sightline Wealth Advisors, LLC Groton 7.8% 269
32 Adviceone Advisory Services, LLC Glastonbury 7.7% 1,345
33 Burne Financial Concepts, LLC Watertown 7.5% 134
34 Grey Ledge Advisors, LLC Broker-dealer affiliated Guilford 7.1% 829
35 Mark Sheptoff Financial Planning LLC Glastonbury 6.8% 236
36 Chilton Investment Services, LLC Stamford 6.7% 1,785
37 MJP Wealth Advisors Farmington 6.7% 849
38 Alchemi Wealth, LLC Essex 6.7% 1,065
39 Fairfield, Bush & Co. Darien 6.3% 238
40 Founders Capital Management, LLC Hartford 6.2% 211
41 Spurstone Higganum 5.8% 154
42 Heritage Capital, LLC Woodbridge 5.8% 138
43 Private Capital Advisors, Inc. Darien 5.5% 256
44 Clear Harbor Asset Management, LLC Stamford 5.4% 778
45 Yhb Investment Advisors Inc West Hartford 5.3% 1,123
46 RZH Advisors LLC Stamford 5.1% 429
47 Matson Financial Advisors, Inc. Danbury 5.0% 221
48 Searle & Co. Broker-dealer affiliated Greenwich 5.0% 121
49 Morrissey Wealth Management LLC North Haven 4.5% 155
50 Hammond Iles Wealth Advisors Wethersfield 4.4% 1,022
51 New England Capital Financial Advisors LLC Cheshire 4.3% 2,325
52 Sky Investment Group LLC Hartford 4.2% 380
53 Kennedy Wealth & Tax Management, LLC Southbury 3.8% 131
54 Jeffrey N. Mehler, CFP LLC Essex 3.5% 171
55 Baxter Investment Management Riverside 2.8% 434
56 Rossmore Private Capital, LLC Glastonbury 2.8% 581
57 Barron Financial Group, LLP Torrington 2.7% 188
58 Gilman Hill Asset Management, LLC New Canaan 2.4% 292
59 Sovereign Financial Group, Inc. Stamford 2.3% 1,288
60 Mullaney Keating & Wright Inc Middletown 2.1% 194
61 Scholtz & Company, LLC Stamford 1.5% 203
62 Benin Management Corp Redding 1.4% 365
63 Ayrshire Capital Management LLC Westport 1.4% 220
64 Sagebroadview Wealth Management, LLC Farmington 1.3% 149
65 Oaktrust Wealth Advisors, LLC Wilton 1.3% 233
66 Charter Research & Investment Group Inc Southport 0.9% 316
67 HT Partners LLC Centerbrook 0.8% 120
68 Briggs Wealth Management, Inc. Glastonbury 0.7% 136
69 Investmark Advisory Group LLC Shelton 0.7% 685
70 HTG Investment Advisors Inc New Canaan 0.5% 375
71 Cooper Financial Services, Inc. Broker-dealer affiliated Shelton 0.0% 1,335
71 Jackson, Grant Investment Advisers, Inc. Stamford 0.0% 188
71 John A. Bysko Associates Old Lyme 0.0% 124
71 Toomey Investment Management, Inc Wallingford 0.0% 1,302
71 Springboard Asset Management LLC Cheshire 0.0% 101
76 Essex Financial Services, Inc. Essex -0.1% 2,968
77 Asset Management Group, Inc. Stamford -0.4% 265
78 HFM Wealth Management West Hartford -0.5% 186
79 Bourgeon Capital Management LLC Darien -0.6% 318
80 Moneco Advisors Fairfield -0.7% 2,856
81 Sullivan Financial, LLC Essex -0.8% 132
82 5th Street Advisors, LLC Southport -0.9% 224
83 Bradley Foster & Sargent Inc Hartford -0.9% 1,962
84 Fierston Financial Group Inc West Hartford -0.9% 322
85 Steward Partners Investment Advisory, LLC Broker-dealer affiliated Stamford -1.0% 52,986
86 Wmgna Farmington -1.2% 403
87 Oak Financial Group Inc Stamford -1.5% 133
88 Connecticut Capital Management Group, LLC Milford -1.6% 126
89 Birinyi Associates, Inc. Westport -1.8% 109
90 East Guilford Financial Services LLC Madison -2.9% 310
91 Spivak Asset Management, LLC Avon -3.1% 130
92 RMC Investment Advisors West Hartford -3.2% 401
93 Howard Wealth Management, LLC Madison -5.1% 277
94 Dunham Lane Capital Partners LLC Greenwich -5.2% 155
95 Monte Financial Group, LLC Guilford -5.4% 459
96 Plan First Wealth LLC Greenwich -6.8% 103
97 Keynote Financial Services, LLC Vernon -7.1% 225
98 Round Rock Advisors LLC Wilton -7.3% 698
99 Diastole Wealth Management Guilford -9.5% 304
100 Thames Financial Management Norwich -10.5% 342

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Client growth by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.