Ranking, Vermont

Wealth firms with the most high net worth clients, including broker-dealer firms in Vermont

As of October 2, 2026, Esi Financial Advisors ranked #1 in Vermont in AdvisorIQ's ranking of wealth firms with the most high net worth clients, including broker-dealer firms, with 3,041.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most high net worth clients, including broker-dealer firms in Vermont
Rank	Firm	City	Most high net worth clients
1	Esi Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Montpelier	3,041
2	Maple Capital Management, Inc.	Montpelier	654
3	One Day in July LLC	Burlington	379
4	Silverlake Wealth Management LLC	Williston	254
5	Hanson & Doremus Investment Management	Burlington	250
6	44 North Capital, LLC	Burlington	217
7	Pathway Financial Advisors, LLC	South Burlington	200
8	Marble Trail Advisors	Middlebury	188
9	Clean Yield Asset Management	Norwich	155
10	Manchester Capital Management LLC	Manchester	153
11	Rock Point Advisors, LLC	Burlington	150
12	M. Kraus & Company	Shelburne	131
13	Silver Birch Financial LLC	Middlebury	124
14	Bennington Financial Planning Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Bennington	120
15	Farrow Financial Inc	South Burlington	99
16	Broadlake Financial Management	South Burlington	95
17	Antoine Williams & Associates Wealth Management, LLC	Shelburne	91
18	Copper Leaf Financial, LLC	Williston	78
19	Hutner Capital Management Inc.	Manchester	76
19	Otto & Associates, Inc.	Norwich	76
21	Westview Investment Advisors	Burlington	66
22	Williams Financial, LLC	North Bennington	63
23	Intrack Investment Management, Inc.	South Burlington	56
24	Poulos Advisors, Inc.	South Burlington	55
25	Equinox Financial Advisors, Inc.	Manchester Center	39
26	Quantum Leap Capital, LLC	South Burlington	38
27	Milne Financial Planning, Inc.	St. Johnsbury	34
28	Sterling Range Financial Management, LLC	Jericho	32
29	Arque Advisors, LLC	Morgan	28
30	Oak Maple Finance, LLC	Burlington	24
31	Stage 2 Planning Partners LLC	S Burlington	23
32	B.W. Belisle Planning & Strategy Company LLC	South Burlington	20
32	The Alchemist Fund	Montpelier	20
34	Blue Slate Investment Management	Burlington	12
35	HWC Financial	Manchester Center	11
36	Prentiss Smith & Company, Inc.	Brattleboro	10
36	Emg	South Burlington	10
36	Soaring Wealth LLC	Bristol	10
39	Gerard Asset Management, L.L.C.	Waterford	6
39	DWV Advisors, LLC	Essex Junction	6
39	AFS Wealth Management LLC	Chester	6
42	BTV Capital LLC	East Burke	5
43	Fenwick Investments, LLC	White River Junction	4
44	Long Advisors LLC	Middlesex	3
44	The Alchemists, LLC	Stamford	3
46	Evergreen RIA, LLC	Dorset	2
46	Shipwright Advisors	Burlington	2
48	True North Financial Planning, LLC	South Burlington	1

48 firms ranked. Figures are as firms reported them on Form ADV.

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Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.