Ranking, Alabama

Wealth firms with the most high net worth clients, including broker-dealer firms in Alabama

As of October 2, 2026, Waverly Advisors, LLC ranked #1 in Alabama in AdvisorIQ's ranking of wealth firms with the most high net worth clients, including broker-dealer firms, with 4,302.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most high net worth clients, including broker-dealer firms in Alabama
Rank	Firm	City	Most high net worth clients
1	Waverly Advisors, LLC	Birmingham	4,302
2	Aptus Capital Advisors, LLC	Fairhope	2,358
3	Eversource Wealth Advisors, LLC	Birmingham	1,540
4	RFG Advisory, LLC	Vestavia Hills	1,256
5	Stonex Advisors Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	1,020
6	Keel Point, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Huntsville	846
7	Oneascent Financial Services LLC	Birmingham	804
8	The Welch Group, LLC	Birmingham	690
9	Leavell Investment Management, Inc.	Mobile	536
10	Mitchell, McLeod, Pugh & Williams, Inc.	Mobile	397
11	Jackson Thornton Wealth Management, LLC	Montgomery	355
12	Southern Financial Group, LLC	Birmingham	352
13	Truewealth Advisors, LLC	Hoover	297
14	Meld Financial, Inc.	Birmingham	287
15	Lanark Financial, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	280
16	Axient Investment Advisors LLC	Huntsville	271
17	Sunburst Financial Group, LLC	Vestavia Hills	256
18	Invista Advisors	Montgomery	223
19	Fairvoy Private Wealth, LLC	Birmingham	185
20	BMSS Wesson Wealth Solutions	Birmingham	184
21	BHK Investment Advisors	Birmingham	181
22	Oakworth Asset Management, LLC	Birmingham	166
23	6th Street Advisors, LLC	Daphne	165
24	Williams Financial Group	Mobile	163
25	Brown Financial Advisory	Fairhope	154
25	Mayfair Advisory Group, LLC	Birmingham	154
27	Money Management Services Inc	Birmingham	153
28	Navigate Wealth Management, LLC	Birmingham	131
29	Steadmont Advisors, LLC	Birmingham	130
30	BCR Wealth Strategies	Vestavia	127
30	Marble Wealth, LLC	Montgomery	127
32	Oneascent Wealth Management	Birmingham	126
33	Kassouf Wealth Advisors, LLC	Birmingham	112
34	JMF Capstone Wealth Management	Tuscaloosa	107
35	Magnolia Wealth Management LLC	Dothan	100
36	Timberchase Financial, LLC	Homewood	93
37	Mainsail Asset Management, LLC	Birmingham	91
38	Retirement Advisors, Inc.	Mobile	82
39	Porter White Investment Advisors, Inc.	Birmingham	80
40	Wilkins Miller Wealth Management, LLC	Mobile	79
41	Cloud Investments, LLC	Huntsville	76
42	Trust Advisory Group Ltd Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	70
42	Longview Financial Advisors, Inc.	Huntsville	70
44	Aragon Capital, LLC	Homewood	63
45	Tucker Financial Group	Montgomery	62
46	BHK Securities, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	61
47	Aull & Monroe	Mobile	59
47	Approach Retirement Advisors, LLC	Birmingham	59
49	Lipscomb Investment Group, LLC	Auburn	58
50	Naviant Partners, LLC	Fairhope	57
51	Colarion	Mountain Brook	54
51	Canterbury Capital Wealth Management, LLC	Tuscaloosa	54
53	Walton Financial	Birmingham	49
54	Blalock Williams, LLC	Alexander City	48
55	Southern Capital Services Inc	Daphne	42
56	Intelus Advisory Group, LLC	Birmingham	41
57	Park Place Capital Corporation Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Homewood	36
58	Fish Creek Value Management, LLC	Leeds	34
59	Financial Economics Consulting Group, Inc.	Tuscaloosa	33
59	Colefp	Hoover	33
59	Green Financial Management, LLC	Birmingham	33
62	Greybox Investments	Birmingham	32
62	Infinity Tax & Financial Planning	Huntsville	32
64	Cornerstone Investment Management and Consulting,llc	Daphne	27
64	Zora Financial	Birmingham	27
66	Anderson Asset Management	Birmingham	26
67	Brighthaven Financial Advisors	Huntsville	24
68	Saliba Asset Management L.L.C.	Huntsville	23
69	Hayek Kallen Investment Management L.L.C.	Fairhope	21
69	Providence Wealth Advisors, LLC	Huntsville	21
69	Gulf Coast Financial Advisors	Fairhope	21
72	Bluewater Wealth Advisors, LLC	Vestavia Hills	19
73	Grant Financial Group	Elberta	18
73	Celia Mann Baehr, CFP	Mobile	18
73	Next Phase Advisors	Cullman	18
76	Medora Value Equity, LLC	Mobile	17
77	Wealth Management Consultants, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Mobile	16
78	Dyken Wealth Strategies, Inc.	Gulf Shores	14
79	Booth Financial	Birmingham	13
79	DMC Wealth Management, LLC	Birmingham	13
79	Insignia Wealth Advisory	Opelika	13
82	Gateway Wealth Management, LLC	Guntersville	12
82	Dreamwork Financial Group	Birmingham	12
82	Capstone Global Advisors, LLC	Wedowee	12
85	First Fidelity Group LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	11
86	Advisor Financial Group	Lincoln	9
86	Atlantes Financial Advisors	Fairhope	9
86	Kairos Asset Advisory, LLC	Mobile	9
86	Cochranmickels Retirement Specialists, LLC	Huntsville	9
90	WRS Financial Services, L.L.C.	Tuscaloosa	8
90	Tabula Rasa Advisors, LLC	Birmingham	8
92	The McGriff Alliance	Birmingham	7
92	Goggans Group Inc	Gadsden	7
92	Gantt Financial Advisors, LLC	Daphne	7
92	Counterstrike Capital	Hoover	7
92	Krowten Equities	Birmingham	7
97	McNaron Group, Inc.	Anniston	5
97	Plimsoll Financial Planning, LLC	Hoover	5
97	Aja Financial LLC	Opelika	5
97	Capital Stewards, LLC	Huntsville	5
97	Crimson Wealth	Fairhope	5

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.