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AdvisorIQ

Ranking, Arizona

Wealth firms with the most high net worth clients, including broker-dealer firms in Arizona

As of October 2, 2026, Osaic Wealth, Inc. ranked #1 in Arizona in AdvisorIQ's ranking of wealth firms with the most high net worth clients, including broker-dealer firms, with 55,457.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most high net worth clients
1 Osaic Wealth, Inc. Broker-dealer affiliated Scottsdale 55,457
2 Foundations Investment Advisors LLC Phoenix 6,047
3 United Planners' Financial Services of America A Limited Partner Broker-dealer affiliated Scottsdale 4,880
4 Dynamic Phoenix 1,813
5 Tci Wealth Advisors, Inc. Tucson 1,290
6 Ashton Thomas Private Wealth Scottsdale 1,198
7 Trajan Wealth, L.L.C. Scottsdale 1,035
8 Stoker Ostler, A Part of BMO Financial Group Broker-dealer affiliated Scottsdale 945
9 PFG Advisors Phoenix 735
10 Trek Financial Scottsdale 670
11 Amplify Financial, LLC Scottsdale 584
12 Watts Gwilliam & Company, LLC Gilbert 458
13 Galvin, Gaustad & Stein, LLC Scottsdale 440
14 Verus Capital Partners, LLC Scottsdale 426
15 Total Investment Management, Inc. Scottsdale 406
16 Fortitude Family Office Scottsdale 357
17 Fleming Financial Services Mesa 354
18 Arq Wealth Advisors, LLC Scottsdale 319
19 Templeton Financial Services Inc. Chandler 315
20 Versant Capital Management, Inc. Phoenix 310
21 Ironwood Investment Counsel, LLC Scottsdale 300
22 GR Financial Group, LLC Tucson 290
23 Able Financial Group, LLC Scottsdale 284
24 Balboa Wealth Partners, Inc. Scottsdale 262
25 Sem Wealth Management Tucson 260
26 Bridgeport Financial Solutions Phoenix 241
27 AWM Capital, LLC Phoenix 236
28 Tfo Family Office Partners Phoenix 231
29 345 Investment Advisory, LLC Scottsdale 222
30 Sensible Money, LLC Scottsdale 220
31 Southwest Investment Advisors, Inc. Tucson 218
32 Brookwood Investment Group Phoenix 210
33 Dew Wealth Management Scottsdale 209
34 Wealth Management Partners, LLC Tucson 193
35 Windsor Capital Management, LLC Phoenix 183
35 MSH Capital Advisors LLC Broker-dealer affiliated Scottsdale 183
37 Invicta Financial Group Yuma 181
38 Juncture Wealth Strategies, LLC Scottsdale 171
39 Cambridge Financial Group, LLC Tucson 166
40 Heffernan Advisory, Inc. Flagstaff 165
41 Rovin Capital Mesa 157
42 Financial Directions LLC Tucson 156
42 Graystone Partners Wealth Management, LLC Tempe 156
44 Conscient Capital, LLC Phoenix 155
44 Ironwood Wealth Management, LLC Chandler 155
46 Strategy Financial Group Phoenix 153
47 Treiberg Wealth Management Tucson 151
48 Premiere Wealth Advisors, LLC Tucson 150
49 Triton Wealth Management, PLLC Sun City 147
50 Nova Financial Services Tucson 144
51 Eaton-Cambridge Inc. Phoenix 143
52 Bedrock Investment Advisors Scottsdale 138
53 Empirikal Partners LLC Prescott 137
54 AIM Capital Scottsdale 134
55 Harmony Asset Management LLC Scottsdale 133
55 One Wealth Capital Management, LLC Scottsdale 133
57 Next Up Wealth Advisors, LLC Scottsdale 132
58 Xcelsior Advisor Partners LLC Scottsdale 131
59 Greenberg Financial Group Tucson 125
60 Seros Wealth Partners Gilbert 121
61 Pinnacle Peak Private Client Group, LLC Scottsdale 119
62 Attessa Capital LLC Tucson 116
63 Luminvest Wealth Management LLC Scottsdale 113
64 Intrinsic Wealth Counsel, Inc. Tempe 112
65 Stonecrest Wealth Management, Inc Chandler 111
66 Ironwood Financial, LLC Tucson 107
67 Transition Financial Advisors Group, LLC Gilbert 106
68 WT Wealth Management, LLC Scottsdale 105
68 Buttonwood Capital Management (BCM) Broker-dealer affiliated Scottsdale 105
70 Bayntree Wealth Advisors, LLC Scottsdale 104
71 Wiser Advisor Group Phoenix 97
72 Biltmore Wealth Management, LLC Tempe 96
72 Tandem Wealth Advisors Phoenix 96
74 Global Strategic Nextgen OCIO Scottsdale 92
75 Immaculate Wealth Management, LLC Mesa 91
76 Haws Financial Planning LLC Sierra Vista 90
77 Releve Financial Group Scottsdale 87
78 Key Group Management, Inc. Fountain Hills 85
78 Approach Capital LLC Gilbert 85
80 Financial Counsel, LLC Surprise 82
81 Babb Wealth Advisors LLC Flagstaff 81
82 Heritage Family Offices, LLP Scottsdale 80
83 Sage Financial Advisors Inc. Scottsdale 79
83 Intelligent Capitalworks Scottsdale 79
83 Vigilare Wealth Management LLC Scottsdale 79
86 Johnson Financial Advisors Tempe 77
87 Interwealth Management, LLC Scottsdale 76
87 Clarity Wealth Management, L.L.C. Gilbert 76
89 Strategic Wealth Advisors, LLC Scottsdale 75
89 Mathis Wealth Management Phoenix 75
91 Sterling Investment Management, LLC Tucson 74
92 Corepath Wealth Partners LLC Scottsdale 73
93 The Linkous Group, Ltd. Fountain Hills 72
93 Kingdom Financial Group, LLC Peoria 72
93 NRG Wealth Management Oro Valley 72
93 Lessard Wealth Management Scottsdale 72
97 Gordian Advisors, LLC Tucson 71
98 Capital West Partners, LLC Tucson 70
99 Financial Life Planners Tempe 69
100 Integrated Financial Solutions, PLLC Mesa 68

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.