Ranking, Iowa

Wealth firms with the most high net worth clients, including broker-dealer firms in Iowa

As of October 2, 2026, Cambridge Investment Research Advisors, Inc. ranked #1 in Iowa in AdvisorIQ's ranking of wealth firms with the most high net worth clients, including broker-dealer firms, with 47,431.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most high net worth clients, including broker-dealer firms in Iowa
Rank	Firm	City	Most high net worth clients
1	Cambridge Investment Research Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Fairfield	47,431
2	Ausdal Financial Partners, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Davenport	4,004
3	Principal Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Des Moines	2,638
4	Nations Financial Group, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Cedar Rapids	1,625
5	Avantax Planning Partners, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Dubuque	1,216
6	Integrity Alliance, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Urbandale	1,082
7	Foster Group, Inc.	West Des Moines	715
8	Steele Capital Management, Inc.	Dubuque	582
9	BFC Planning, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Cedar Rapids	574
10	Gilbert & Cook, Inc.	West Des Moines	421
11	Compass Financial Services	West Des Moines	317
12	Legacy Financial Group	Des Moines	314
13	Weitzel Financial Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Dubuque	303
14	Syverson Strege	West Des Moines	296
15	Merkle Retirement Planning	Grimes	287
16	Independent Wealth Network, Inc.	Urbandale	262
17	Basepoint Wealth, LLC	Cedar Rapids	261
18	DMKC Advisory Services, LLC	Des Moines	254
19	Northwest Wealth Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Spencer	223
20	Wealthspan Partners, LLC	Davenport	219
21	West Financial Advisors, L.L.C.	Des Moines	167
22	Accel Wealth Management	Waverly	166
23	Dynamic Financial Group	Cedar Falls	165
24	Matheson & Rock Wealth Management, LLC	Davenport	160
25	LSB Wealth Management	Ankeny	157
26	Wealth Advisors of Iowa, LLC	West Des Moines	149
27	Quad-Cities Investment Group, LLC	Davenport	137
28	Mokosak Advisory Group, LLC	Urbandale	133
29	Weis Advisory	Clive	131
30	Wilon Wealth Management	Urbandale	130
31	Altitude Capital Management LLC	Des Moines	128
32	Bridgeway Wealth Management, LLC	Cedar Rapids	118
33	FSB Premier Wealth Management, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Waterloo	116
33	Nikulski Financial, Inc.	Bettendorf	116
35	Midwest Heritage Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	West Des Moines	115
36	Cedar Point Capital Partners, LLC	Cedar Rapids	104
37	Bradford Financial Center	Clarion	102
38	Taber Asset Management L.L.C.	Des Moines	101
38	RIA Advisory Group, LLC	Des Moines	101
40	Vivid Wealth Management, LLC	West Des Moines	93
41	Wealth Advisors Group, LLC	Coralville	90
42	Clarity Asset Management, Inc.	Ames	88
42	Friday Financial	Dubuque	88
44	Boyle Capital	West Des Moines	87
45	Custom Wealth Planners	Ankeny	85
46	Valiant Wealth, LLC	West Des Moines	80
47	Kane Company Wealth Management, Inc.	Johnston	78
48	Pecaut Wealth Management	Sioux City	75
48	Des Moines Investments, LLC	Des Moines	75
50	Fencl Advisory Services, LLC	Cedar Falls	72
51	Van Diest Capital	Polk City	70
52	TFP Management, LLC	Bettendorf	68
53	Peterson Financial Group, Inc.	Des Moines	64
53	Principal Advised Services Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Des Moines	64
55	AO Wealth Advisory	Urbandale	60
56	Afsc Advisors, Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Council Bluffs	59
56	Paladin Wealth Partners	Clive	59
58	Tuve Investment Management, Inc.	Waterloo	56
59	Arnold and Mote Wealth Management	Hiawatha	53
59	Lane Family Wealth Management	North Liberty	53
61	Five Talents Financial Management Group LLC	West Des Moines	47
62	Forrest Financial Services	Windsor Heights	46
63	Berthel Fisher & Company Financial Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Cedar Rapids	45
64	Water Valley Investment Advisors, Inc.	Sioux Center	44
65	Keystone Wealth Management	Waterloo	43
66	Ballast Capital Advisors, LLC	West Des Moines	42
67	Midwestern Financial Group	Iowa City	41
68	Russell Wealth Advisors	Boone	39
69	Iowa Wealth Management, LLC	West Des Moines	38
70	Beacon Capital, LLC	Cedar Rapids	37
71	Innovative Wealth Management, LLC	Jesup	35
72	BSC Capital Partners, LLC	West Des Moines	33
73	Stonefield Investment Advisory, Inc.	Cedar Rapids	29
73	Prospective Value Partners LLC	Des Moines	29
75	Capital View Wealth Management, LLC	Des Moines	27
75	Tryon Investments, LLC	North Liberty	27
75	Legacy Bridge Private Family Offices	West Des Moines	27
75	Oasis Advisors	Forest City	27
79	Cedar Valley Wealth Advisors	Cedar Falls	26
79	Rda Financial Network	Akron	26
79	Busbee Wealth Advisors LLC	Cedar Rapids	26
82	PLAN2THRIVE Financial	Eldridge	25
82	Visionx Wealth Partners	Fort Dodge	25
84	Passage Global Capital Management, LLC	Bettendorf	24
85	The Life Group Financial Services	Dubuque	23
86	Successful Resource Management, Ltd.	Johnston	22
87	Compass Lighthouse Capital, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Orange City	20
88	Grit Family Office, LLC	Cedar Rapids	19
89	Partner Wealth	Iowa City	18
89	Acadia Legacy Group	Clive	18
91	O'Brien and Associates, Inc.	West Union	17
91	Ballheim Financial LLC	Leclaire	17
91	Integrity Wealth Management LLC	Waukee	17
94	Aegis Wealth Management, Inc.	Guthrie Center	16
94	Balanced Investment Advisors, LLC	Cedar Rapids	16
94	Actis Wealth Management	Waukee	16
94	Longenecker Financial Services	Des Moines	16
98	LW Advisors, L.L.C.	Des Moines	15
98	Omni Wealth Management	Waukee	15
98	Penn Advisory Group Inc.	Mount Vernon	15
98	Vital Capital LLC	Clinton	15

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.