Ranking, Vermont

Wealth firms with the most clients, including broker-dealer firms in Vermont

As of October 2, 2026, Esi Financial Advisors ranked #1 in Vermont in AdvisorIQ's ranking of wealth firms with the most clients, including broker-dealer firms, with 12,789.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked "fewer than 5 clients" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most clients, including broker-dealer firms in Vermont
Rank	Firm	City	Most clients
1	Esi Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Montpelier	12,789
2	Maple Capital Management, Inc.	Montpelier	1,599
3	One Day in July LLC	Burlington	1,381
4	Silverlake Wealth Management LLC	Williston	1,072
5	Hanson & Doremus Investment Management	Burlington	622
6	Broadlake Financial Management	South Burlington	463
7	44 North Capital, LLC	Burlington	438
8	Bennington Financial Planning Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Bennington	386
9	Marble Trail Advisors	Middlebury	375
10	Antoine Williams & Associates Wealth Management, LLC	Shelburne	336
11	Quantum Leap Capital, LLC	South Burlington	333
12	Prentiss Smith & Company, Inc.	Brattleboro	319
13	Equinox Financial Advisors, Inc.	Manchester Center	312
14	Stage 2 Planning Partners LLC	S Burlington	308
15	Williams Financial, LLC	North Bennington	271
16	Pathway Financial Advisors, LLC	South Burlington	259
17	Clean Yield Asset Management	Norwich	257
18	Silver Birch Financial LLC	Middlebury	247
19	Manchester Capital Management LLC	Manchester	243
19	Rock Point Advisors, LLC	Burlington	243
21	M. Kraus & Company	Shelburne	228
22	Farrow Financial Inc	South Burlington	196
23	Intrack Investment Management, Inc.	South Burlington	189
24	Westview Investment Advisors	Burlington	169
25	Copper Leaf Financial, LLC	Williston	165
26	Otto & Associates, Inc.	Norwich	152
27	Poulos Advisors, Inc.	South Burlington	133
28	Milne Financial Planning, Inc.	St. Johnsbury	131
29	Hutner Capital Management Inc.	Manchester	120
30	HWC Financial	Manchester Center	113
31	Greenhill Financial Partners	Rutland	106
32	The Alchemists, LLC	Stamford	93
33	Oak Maple Finance, LLC	Burlington	84
34	Emg	South Burlington	80
35	True North Financial Planning, LLC	South Burlington	78
36	Pochop Financial Management, Inc.	South Burlington	71
37	AFS Wealth Management LLC	Chester	62
38	Fenwick Investments, LLC	White River Junction	45
39	The Alchemist Fund	Montpelier	43
39	Soaring Wealth LLC	Bristol	43
41	Sterling Range Financial Management, LLC	Jericho	42
42	Arque Advisors, LLC	Morgan	34
43	B.W. Belisle Planning & Strategy Company LLC	South Burlington	31
44	Blue Slate Investment Management	Burlington	23
45	Alpenglow Advisors LLC	Killington	22
46	Gerard Asset Management, L.L.C.	Waterford	20
47	Shipwright Advisors	Burlington	18
48	Evergreen RIA, LLC	Dorset	16
49	DWV Advisors, LLC	Essex Junction	15
50	Birchview Capital, LP	Burlington	12
51	Ams Management	Essex Junction	11
51	Veteran Wealth Planning	Ferrisburgh	11
53	BTV Capital LLC	East Burke	8
54	Elephant Corner Financial	Burlington	4
55	Long Advisors LLC	Middlesex	3

55 firms ranked. Figures are as firms reported them on Form ADV.

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Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.