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AdvisorIQ

Ranking, Kentucky

Wealth firms with the most high net worth clients, including broker-dealer firms in Kentucky

As of October 2, 2026, Meridian Wealth Management, LLC ranked #1 in Kentucky in AdvisorIQ's ranking of wealth firms with the most high net worth clients, including broker-dealer firms, with 1,022.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of high net worth individual clients (Form ADV Item 5.D(b)(1)) in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Rank Firm City Most high net worth clients
1 Meridian Wealth Management, LLC Lexington 1,022
2 MCF Advisors, LLC Lexington 648
3 Reliant Wealth Planning, LLC Louisville 642
4 Legacy Financial Advisors, Inc. Covington 482
5 Keystone Financial Group, LLC Lexington 464
6 First Kentucky Securities Corp Broker-dealer affiliated Louisville 413
7 Journey Advisory Group, LLC Covington 337
8 KPP Advisory Services LLC Louisville 318
9 Barlow Wealth Partners, LLC Louisville 312
10 Spectrum Financial Alliance, Ltd., L.L.C. Nicholasville 287
11 Strategic Wealth Investment Group, LLC Louisville 286
12 E. S. Barr & Company Lexington 270
13 Parthenon LLC Louisville 219
14 Ballast, Inc. Lexington 217
15 Private Client Services, LLC Broker-dealer affiliated Louisville 194
16 Jennings & Associates Financial Advisors, LLC Paducah 176
17 Van Leeuwen Retirement & Investment Services Richmond 173
18 Harvey Investment Company, LLC Louisville 163
19 Legacy Financial Independent Advisors LLC Louisville 156
20 Altus Wealth Management, LLC Fort Mitchell 154
21 The Gleason Group, Inc. Prospect 136
22 Winebrenner Capital Management LLC Louisville 127
23 Asio Capital LLC Lexington 126
24 Coats Financial Planning Louisville 120
25 Saling Wealth Advisors Louisville 119
26 Access Wealth Management, LLC Louisville 116
27 Dupree Financial Group, LLC Lexington 114
28 Guidance Capital, Inc. Louisville 106
29 Wrenne Financial Planning LLC Lexington 99
30 Principled Wealth Advisors, LLC Covington 97
30 Centerline Wealth Advisors, LLC Louisville 97
32 Alexander Investment Services Co. Broker-dealer affiliated Louisville 92
33 Wallace Hart Capital Management Lexington 89
33 LFG Wealth Partners, LLC Elizabethtown 89
35 Paragon Private Wealth Management LLC Lexington 85
36 Alpha Financial Partners LLC Lexington 76
37 Retirement Planning Solutions, LLC Louisville 74
38 J. Hagan Capital, Inc. Louisville 72
39 Wealth Management of the Bluegrass, LLC. Lexington 71
40 Russell Capital Management, LLC Lexington 69
41 Magnate Advisory Services, LLC Louisville 67
42 Owen Larue Financial Group Elizabethtown 61
43 Lockshield Partners, Inc. Glasgow 60
44 Pillar Financial Advisors, LLC Louisville 59
45 Tony Walker Financial Bowling Green 56
46 Research & Portfolio Management Crescent Springs 54
46 Investments & Financial Planning, LLC Lexington 54
48 Atlas Brown Louisville 52
49 Lanier Asset Management, LLC Louisville 51
49 Family Wealth Planning Partners Louisville 51
51 Itrust Asset Management, LLC Lexington 50
52 Ricketts Financial, LLC Louisville 49
53 Abri LLC Lexington 47
54 BLVD Private Wealth, LLC Prospect 46
55 Churchill Financial Advisors, LLC Louisville 45
56 Advantage Investment Management Louisville 43
57 The Prosperity People Bellevue 41
58 Federal Hill Capital Management Bardstown 40
59 Townsend Financial Planning Mount Sterling 38
60 Q2 Wealth Management Lexington 36
61 Farnsley Advisors Louisville 34
62 Graeter Wealth Advisors, LLC Louisville 30
62 Clark Financial Planning Louisville 30
64 Leif Clarke Wealth Management, Inc. Ashland 24
65 Journey Financial Management, LLC Bowling Green 22
65 Investment Answers Louisville 22
65 Wealth Management of Kentucky, Inc. Lexington 22
65 Essa Financial LLC Louisville 22
69 Proactive Advisors, LLC Lexington 21
70 Equity Advisors of Kentucky Inc Lexington 20
71 FWG Investments, LLC Lexington 19
72 Rivercities Asset Management, LLC Owensboro 18
72 Fire Wealth Management, LLC Mayfield 18
74 Moneywise, Inc. Lexington 17
75 Prosperity Asset Management, LLC Louisville 16
76 Mercurio Wealth Advisors Louisville 15
77 Bluegrass Financial Planning, LLC Louisville 14
77 Crimson Oak Wealth Management, LLC Lexington 14
77 Plentiful Wealth, LLC Louisville 14
77 Burl Investment Management, LLC Lexington 14
77 Pulse Wealth Lexington 14
82 R.D. Smothers Wealth Management Campbellsville 13
82 Jla Capital, LLC Prospect 13
84 Stewardship Partners Investment Counsel, Inc. Olmstead 12
84 Clear Trace, LLC Pewee Valley 12
84 Beacon Asset Management Owensboro 12
84 Castellan Louisville 12
88 Keepsake Management Inc. Lexington 11
88 Riverstone Asset Management, LLC Louisville 11
88 Greenwell Capital Management, LLC Owensboro 11
91 Thompson Investment Advisors Louisville 10
91 Dmlo Wealth Planning, LLC Louisville 10
91 Geiser Wealth Planning, LLC Lexington 10
94 Sapphire Fiduciary Advisors, LLC Louisville 9
95 Highland Capital Advisors , LLC Louisville 8
95 Trella Wealth Bowling Green 8
97 Demeter Tactical Investments Corp. Prospect 7
98 Pivot Point Wealth Planning Brandenburg 6
98 Warren Wealth Management & Tax Planning Inc. Louisville 6
98 Vermillion Private Wealth Lexington 6
98 Inspire Private Wealth Management Louisville 6
98 Dollars & Sense Financial Fitness Bowling Green 6

Showing the top 100. Figures are as firms reported them on Form ADV.

More rankings

Most high net worth clients by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.