Ranking, Vermont

Wealth firms with the most accounts, including broker-dealer firms in Vermont

As of October 2, 2026, Esi Financial Advisors ranked #1 in Vermont in AdvisorIQ's ranking of wealth firms with the most accounts, including broker-dealer firms, with 12,379.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by the number of accounts in their RAUM (Form ADV Item 5.F(2)(f)), discretionary and non-discretionary, in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most accounts, including broker-dealer firms in Vermont
Rank	Firm	City	Most accounts
1	Esi Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Montpelier	12,379
2	One Day in July LLC	Burlington	4,011
3	Maple Capital Management, Inc.	Montpelier	3,579
4	Silverlake Wealth Management LLC	Williston	2,641
5	Hanson & Doremus Investment Management	Burlington	1,557
6	Manchester Capital Management LLC	Manchester	1,457
7	Marble Trail Advisors	Middlebury	1,446
8	Broadlake Financial Management	South Burlington	1,166
9	Pathway Financial Advisors, LLC	South Burlington	1,147
10	Antoine Williams & Associates Wealth Management, LLC	Shelburne	993
11	Silver Birch Financial LLC	Middlebury	949
12	Williams Financial, LLC	North Bennington	837
13	Bennington Financial Planning Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Bennington	758
14	Clean Yield Asset Management	Norwich	667
15	Otto & Associates, Inc.	Norwich	629
16	Prentiss Smith & Company, Inc.	Brattleboro	622
17	Equinox Financial Advisors, Inc.	Manchester Center	595
18	Intrack Investment Management, Inc.	South Burlington	590
19	Quantum Leap Capital, LLC	South Burlington	575
20	Farrow Financial Inc	South Burlington	573
20	Stage 2 Planning Partners LLC	S Burlington	573
22	Copper Leaf Financial, LLC	Williston	552
23	Rock Point Advisors, LLC	Burlington	493
24	M. Kraus & Company	Shelburne	483
25	Westview Investment Advisors	Burlington	476
26	44 North Capital, LLC	Burlington	438
27	Milne Financial Planning, Inc.	St. Johnsbury	376
28	Poulos Advisors, Inc.	South Burlington	319
29	HWC Financial	Manchester Center	310
30	Greenhill Financial Partners	Rutland	301
31	Emg	South Burlington	236
32	Oak Maple Finance, LLC	Burlington	186
33	AFS Wealth Management LLC	Chester	185
34	Pochop Financial Management, Inc.	South Burlington	170
35	Sterling Range Financial Management, LLC	Jericho	142
36	Hutner Capital Management Inc.	Manchester	122
37	The Alchemists, LLC	Stamford	100
38	Soaring Wealth LLC	Bristol	71
39	Shipwright Advisors	Burlington	64
40	Veteran Wealth Planning	Ferrisburgh	63
41	The Alchemist Fund	Montpelier	60
42	DWV Advisors, LLC	Essex Junction	55
43	Blue Slate Investment Management	Burlington	50
44	Ams Management	Essex Junction	41
44	Alpenglow Advisors LLC	Killington	41
46	Fenwick Investments, LLC	White River Junction	39
47	Arque Advisors, LLC	Morgan	32
48	B.W. Belisle Planning & Strategy Company LLC	South Burlington	30
49	Evergreen RIA, LLC	Dorset	26
50	True North Financial Planning, LLC	South Burlington	21
51	Gerard Asset Management, L.L.C.	Waterford	20
52	Birchview Capital, LP	Burlington	16
53	BTV Capital LLC	East Burke	8
54	Long Advisors LLC	Middlesex	3
55	Elephant Corner Financial	Burlington	1

55 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most accounts by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.