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Ranking, Vermont

Independent RIAs with the most advisory staff in Vermont

As of October 2, 2026, Maple Capital Management, Inc. ranked #1 in Vermont in AdvisorIQ's ranking of independent RIAs with the most advisory staff, with 27.

Include wirehouses and broker-dealer firms

Firms ranked by employees who perform investment advisory functions, including research (Form ADV Item 5.B(1)), in the data of October 2, 2026. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Independent RIAs with the most advisory staff in Vermont
Rank Firm City Most advisory staff
1 Maple Capital Management, Inc. Montpelier 27
2 Manchester Capital Management LLC Manchester 14
3 One Day in July LLC Burlington 13
4 Silverlake Wealth Management LLC Williston 11
5 Hanson & Doremus Investment Management Burlington 10
6 Clean Yield Asset Management Norwich 8
7 Pathway Financial Advisors, LLC South Burlington 7
8 Marble Trail Advisors Middlebury 6
9 M. Kraus & Company Shelburne 5
9 Prentiss Smith & Company, Inc. Brattleboro 5
9 Rock Point Advisors, LLC Burlington 5
9 Birchview Capital, LP Burlington 5
13 Broadlake Financial Management South Burlington 4
13 Intrack Investment Management, Inc. South Burlington 4
13 Williams Financial, LLC North Bennington 4
13 Quantum Leap Capital, LLC South Burlington 4
13 Copper Leaf Financial, LLC Williston 4
13 Westview Investment Advisors Burlington 4
13 Silver Birch Financial LLC Middlebury 4
20 Hutner Capital Management Inc. Manchester 3
20 Otto & Associates, Inc. Norwich 3
20 Emg South Burlington 3
23 Poulos Advisors, Inc. South Burlington 2
23 HWC Financial Manchester Center 2
23 Oak Maple Finance, LLC Burlington 2
23 Stage 2 Planning Partners LLC S Burlington 2
23 44 North Capital, LLC Burlington 2
23 Greenhill Financial Partners Rutland 2
29 Farrow Financial Inc South Burlington 1
29 Ams Management Essex Junction 1
29 Gerard Asset Management, L.L.C. Waterford 1
29 Milne Financial Planning, Inc. St. Johnsbury 1
29 Pochop Financial Management, Inc. South Burlington 1
29 Arque Advisors, LLC Morgan 1
29 DWV Advisors, LLC Essex Junction 1
29 Sterling Range Financial Management, LLC Jericho 1
29 Fenwick Investments, LLC White River Junction 1
29 B.W. Belisle Planning & Strategy Company LLC South Burlington 1
29 BTV Capital LLC East Burke 1
29 True North Financial Planning, LLC South Burlington 1
29 The Alchemist Fund Montpelier 1
29 Soaring Wealth LLC Bristol 1
29 Alpenglow Advisors LLC Killington 1
29 Antoine Williams & Associates Wealth Management, LLC Shelburne 1
29 Equinox Financial Advisors, Inc. Manchester Center 1
29 Long Advisors LLC Middlesex 1
29 AFS Wealth Management LLC Chester 1
29 Evergreen RIA, LLC Dorset 1
29 Veteran Wealth Planning Ferrisburgh 1
29 Shipwright Advisors Burlington 1
29 Elephant Corner Financial Burlington 1
29 Blue Slate Investment Management Burlington 1
29 The Alchemists, LLC Stamford 1
29 Tack Wealth Burlington 1
29 Ox Lux Advisory LLC Chester 1
29 Amor Fati Financial Services LLC South Burlington 1
29 Focus 50 Wealth Management LLC Shelburne 1
29 Cedar Wing LLC Shelburne 1
29 Roots & Sparrow Middlesex 1

59 firms ranked. Figures are as firms reported them on Form ADV.

More rankings

Most advisory staff by state

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.