SEC-registered independent wealth management RIA
Secure Investment Management, LLC
As of its Form ADV filed August 14, 2026, Secure Investment Management, LLC, an SEC-registered independent wealth management RIA in Tucson, Arizona, reported $42.9 million in regulatory assets under management across 942 accounts, ranking #271 among independent RIAs in Arizona by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 141195
- SEC file number
- 801-80752
- Registered since
- January 8, 2015
- Latest Form ADV filing
- August 14, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 4
Key figures
- Regulatory assets under management
- $42.9 million
- Discretionary
- $42.9 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 942 (942 discretionary)
- Clients
- 942, approximate as reported
- Employees
- 31
- Advisory staff
- 20 performing investment advisory functions
- Average account
- $45,551
- Asset growth, 1 year
- 12.1% (from $38.3 million a year earlier)
- Asset growth, 3-year annual rate
- 5.3% (from $36.7 million three years earlier)
- Asset growth, 5-year annual rate
- -4.8% (from $54.8 million five years earlier)
- Client growth, 1 year
- 14.2% (from 825)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2015 | $80.6 million |
| October 3, 2016 | $71.4 million |
| October 2, 2017 | $110.9 million |
| October 1, 2018 | $117.5 million |
| October 1, 2019 | $87.2 million |
| October 1, 2020 | $86.2 million |
| October 4, 2021 | $54.8 million |
| October 3, 2022 | $36.7 million |
| October 5, 2023 | $36.7 million |
| October 1, 2024 | $32.4 million |
| September 2, 2025 | $38.3 million |
| October 2, 2026 | $42.9 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 938 clients | $37.4 million | |
| High net worth individuals fewer than 5 clients | $5.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Other investment adviser
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 22
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 5
Designations held by the firm's IARs: CFP 3, CFA 1.
Between 19 and 21 of the firm's 22 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Arizona
| Firm | City | RAUM |
|---|---|---|
| Brio Financial Planning | Prescott | $43.4 million |
| Gold Canyon Financial Planning | Gold Canyon | $43.4 million |
| Burton Wealth Management | Scottsdale | $43.1 million |
| Lifestyle Planning, LLC | Chandler | $43.0 million |
| Flight Capital Management, LLC | Queen Creek | $42.5 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Secure Investment Management, LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.secureinvestmentmanagement.com
- Independent RIAs in Arizona
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.