SEC-registered independent wealth management RIA
Almega Wealth Management
As of its Form ADV filed September 25, 2026, Almega Wealth Management, an SEC-registered independent wealth management RIA in Scottsdale, Arizona, reported $134.3 million in regulatory assets under management across 767 accounts, ranking #140 among independent RIAs in Arizona by assets.
Registration
- Main office
- Scottsdale, AZ
- Registration
- SEC-registered, Approved
- CRD number
- 316840
- SEC file number
- 801-136105
- Registered since
- September 2, 2026
- Latest Form ADV filing
- September 25, 2026
- Legal name
- ALMEGA WEALTH MANAGEMENT LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 4
Key figures
- Regulatory assets under management
- $134.3 million
- Discretionary
- $129.8 million (96.7%)
- Non-discretionary
- $4.5 million
- Accounts
- 767 (762 discretionary)
- Clients
- 490, approximate as reported
- Employees
- 7
- Advisory staff
- 4 performing investment advisory functions
- Average account
- $175,106
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Arizona | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #6,819 | #140 | $134.3 million |
| Independent RIAs with the most clients | #2,308 | #57 | 490 |
| Independent RIAs with the most accounts | #3,380 | #81 | 767 |
| Independent RIAs with the most advisory staff | #3,365 | #73 | 4 |
| Independent RIAs with the most high net worth clients | #5,338 | #110 | 54 |
| Independent RIAs with the most CFP professionals | #3,524 | #78 | 1 |
| Newest independent RIAs | #237 | #5 | $134.3 million |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2026 | $134.3 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 54 clients | $82.0 million | |
| Individuals (other than high net worth) 189 clients | $52.0 million | |
| Pension and profit sharing plans fewer than 5 clients | $222,141 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting
- Publication of periodicals or newsletters
- Educational seminars or workshops
- Other
Financial planning clients (Item 5.H): 101-250.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Accountant or accounting firm
Financial industry affiliations (Item 7.A)
- Accountant or accounting firm
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 3
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 4
Designations held by the firm's IARs: CFP 1.
Between 1 and 2 of the firm's 3 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Arizona
| Firm | City | RAUM |
|---|---|---|
| Wisdom Wealth Investment Advisors LLC | Phoenix | $138.8 million |
| Arbor Wealth Management, LLC | Tempe | $138.1 million |
| Box Hill Private Wealth | Scottsdale | $137.5 million |
| Bridgelight Capital LLC | Scottsdale | $136.4 million |
| Degreen Private Wealth, LLC | Scottsdale | $132.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Almega Wealth Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: almega-wealth.com
- Independent RIAs in Arizona
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.