Ranking, Alabama

Wealth firms with the most clients, including broker-dealer firms in Alabama

As of October 2, 2026, RFG Advisory, LLC ranked #1 in Alabama in AdvisorIQ's ranking of wealth firms with the most clients, including broker-dealer firms, with 17,422.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Firms ranked by number of clients: the clients counted by type in Form ADV Item 5.D(a) to (n) plus clients for whom the firm has no RAUM (Item 5.C(1)), as reported in the latest filing in the data of October 2, 2026. Counts are approximate as firms report them; a client type marked "fewer than 5 clients" without a number adds nothing. SEC-registered and state-registered firms are both ranked. Independent wealth management RIAs are ranked: firms whose individual and high net worth clients hold at least half of their regulatory assets and that offer financial planning or portfolio management for individuals, leaving out broker-dealers, banks and their advisory arms. The all wealth firms view ranks the same way with those broker-dealer affiliated firms added. Asset managers, private fund managers, pension consultants and platform managers are never ranked (see the methodology). State lists use each firm's main office state, or its registration state when the main office is not public. The US list leaves out firms whose main office is outside the United States. Equal values share a rank and are listed by CRD number.

Wealth firms with the most clients, including broker-dealer firms in Alabama
Rank	Firm	City	Most clients
1	RFG Advisory, LLC	Vestavia Hills	17,422
2	Waverly Advisors, LLC	Birmingham	13,758
3	Aptus Capital Advisors, LLC	Fairhope	12,740
4	Stonex Advisors Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	9,895
5	Oneascent Financial Services LLC	Birmingham	5,294
6	Eversource Wealth Advisors, LLC	Birmingham	4,389
7	Lanark Financial, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	3,626
8	Leavell Investment Management, Inc.	Mobile	3,034
9	Tucker Financial Group	Montgomery	2,436
10	Keel Point, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Huntsville	1,613
11	The Welch Group, LLC	Birmingham	1,450
12	Southern Financial Group, LLC	Birmingham	1,146
13	Meld Financial, Inc.	Birmingham	1,130
14	Truewealth Advisors, LLC	Hoover	1,104
15	Mitchell, McLeod, Pugh & Williams, Inc.	Mobile	1,046
16	Cloud Investments, LLC	Huntsville	995
17	Jackson Thornton Wealth Management, LLC	Montgomery	988
18	Oneascent Wealth Management	Birmingham	987
19	Sunburst Financial Group, LLC	Vestavia Hills	885
20	Axient Investment Advisors LLC	Huntsville	768
21	Invista Advisors	Montgomery	721
22	Williams Financial Group	Mobile	658
23	Park Place Capital Corporation Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Homewood	610
24	Oakworth Asset Management, LLC	Birmingham	575
25	Trust Advisory Group Ltd Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	564
26	Money Management Services Inc	Birmingham	532
27	STM Asset Management LLC	Fairhope	504
28	Fairvoy Private Wealth, LLC	Birmingham	467
29	Mayfair Advisory Group, LLC	Birmingham	395
30	Southern Capital Services Inc	Daphne	394
31	Magnolia Wealth Management LLC	Dothan	385
32	BCR Wealth Strategies	Vestavia	362
33	Intelus Advisory Group, LLC	Birmingham	341
34	Steadmont Advisors, LLC	Birmingham	339
34	Infinity Tax & Financial Planning	Huntsville	339
36	BHK Investment Advisors	Birmingham	328
37	Marble Wealth, LLC	Montgomery	314
38	Canterbury Capital Wealth Management, LLC	Tuscaloosa	305
39	6th Street Advisors, LLC	Daphne	296
40	Brown Financial Advisory	Fairhope	291
41	Navigate Wealth Management, LLC	Birmingham	274
41	Blalock Williams, LLC	Alexander City	274
43	BMSS Wesson Wealth Solutions	Birmingham	265
44	Walton Financial	Birmingham	256
45	Kassouf Wealth Advisors, LLC	Birmingham	249
45	Let Bob Advisory, LLC	McCalla	249
47	JMF Capstone Wealth Management	Tuscaloosa	219
48	Strauss Financial Group	Hoover	213
49	Brighthaven Financial Advisors	Huntsville	202
50	Hayek Kallen Investment Management L.L.C.	Fairhope	200
51	Wilkins Miller Wealth Management, LLC	Mobile	195
52	Aull & Monroe	Mobile	190
53	Next Phase Advisors	Cullman	189
54	Mainsail Asset Management, LLC	Birmingham	188
55	Longview Financial Advisors, Inc.	Huntsville	186
55	Aragon Capital, LLC	Homewood	186
57	Retirement Advisors, Inc.	Mobile	185
58	Cope Private Wealth	Birmingham	170
58	Ballast Wealth LLC	Birmingham	170
60	Lipscomb Investment Group, LLC	Auburn	150
60	Gulf Coast Financial Advisors	Fairhope	150
62	Wilson Financial Group	Birmingham	149
63	Financial Economics Consulting Group, Inc.	Tuscaloosa	144
63	Approach Retirement Advisors, LLC	Birmingham	144
65	Aja Financial LLC	Opelika	143
66	Green Financial Management, LLC	Birmingham	137
67	Naviant Partners, LLC	Fairhope	130
68	Timberchase Financial, LLC	Homewood	126
69	Porter White Investment Advisors, Inc.	Birmingham	114
70	Greybox Investments	Birmingham	108
71	Colefp	Hoover	107
72	Capstone Wealth Advisors, LLC	Andalusia	104
73	BHK Securities, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	103
74	Grant Financial Group	Elberta	101
75	Stockbridge Wealth Partners	Birmingham	100
76	Bridgeworks Asset Management, LLC	Orange Beach	98
77	Colarion	Mountain Brook	96
78	Atlantes Financial Advisors	Fairhope	92
79	Cochranmickels Retirement Specialists, LLC	Huntsville	84
80	364 Investing, LLC	Northport	83
81	Cornerstone Investment Management and Consulting,llc	Daphne	81
82	Birmingham Capital Management Co Inc	Birmingham	80
82	MFP, LLC	Birmingham	80
84	Zora Financial	Birmingham	78
85	Diversified Global Investment Strategies, LLC	Birmingham	75
85	Insignia Wealth Advisory	Opelika	75
87	First Fidelity Group LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Birmingham	74
88	DMC Wealth Management, LLC	Birmingham	70
89	Junkin & Company, Inc.	Toney	68
89	Tabula Rasa Advisors, LLC	Birmingham	68
91	Ads Wealth Management LLC	Hoover	67
92	Anderson Asset Management	Birmingham	66
93	Wealth Management Consultants, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Mobile	63
94	Gantt Financial Advisors, LLC	Daphne	61
95	The McGriff Alliance	Birmingham	60
96	Goggans Group Inc	Gadsden	59
97	Old Oak Advisors, LLC	Vestavia Hills	57
98	Dublin Wealth Management, Inc.	Birmingham	56
99	WRS Financial Services, L.L.C.	Tuscaloosa	55
99	Dreamwork Financial Group	Birmingham	55

Showing the top 100. Figures are as firms reported them on Form ADV.

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Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.