SEC-registered wealth management firm Broker-dealer affiliated
Partners Capital Services, Inc.
As of its Form ADV filed February 27, 2026, Partners Capital Services, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Hauppauge, New York, reported $109.1 million in regulatory assets under management across 238 accounts, ranking #510 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 127621
- SEC file number
- 801-79450
- Registered since
- April 18, 2014
- Latest Form ADV filing
- February 27, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $109.1 million
- Discretionary
- $26.0 million (23.8%)
- Non-discretionary
- $83.1 million
- Accounts
- 238 (27 discretionary)
- Clients
- 238, approximate as reported
- Employees
- 18
- Advisory staff
- 12 performing investment advisory functions
- Average account
- $458,347
- Asset growth, 1 year
- 15.9% (from $94.1 million a year earlier)
- Asset growth, 3-year annual rate
- -1.5% (from $114.0 million three years earlier)
- Asset growth, 5-year annual rate
- -0.8% (from $113.5 million five years earlier)
- Client growth, 1 year
- 6.7% (from 223)
Broker-dealer affiliated. The firm is affiliated with a broker-dealer (Item 7.A(1)), at least half of its advisory staff are registered representatives of a broker-dealer (Item 5.B(2) against 5.B(1)), and its advisers manage less than $100 million each on average (5.F(2)(c) over 5.B(1)), the pattern of a broker-dealer's advisory arm rather than an adviser that owns a small broker-dealer. It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2014 | $32.0 million |
| October 1, 2015 | $43.0 million |
| October 3, 2016 | $35.0 million |
| October 2, 2017 | $69.8 million |
| October 1, 2018 | $70.5 million |
| October 1, 2019 | $63.2 million |
| October 1, 2020 | $79.6 million |
| October 4, 2021 | $113.5 million |
| October 3, 2022 | $153.5 million |
| October 5, 2023 | $114.0 million |
| October 1, 2024 | $138.8 million |
| September 2, 2025 | $94.1 million |
| October 2, 2026 | $109.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 118 clients | $49.0 million | |
| Other 19 clients | $21.6 million | |
| Corporations or other businesses 5 clients | $20.3 million | |
| Individuals (other than high net worth) 92 clients | $15.8 million | |
| Pension and profit sharing plans 4 clients | $2.4 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Selection of other advisers
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Other investment adviser
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 13
- Also registered through a broker-dealer
- 13
- Employees who are IARs (Form ADV 5.B(3))
- 18
Between 6 and 13 of the firm's 13 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 3 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Gilbert Financial, LLC | Honeoye Falls | $109.8 million |
| Aspire Advisors, LLC | North White Plains | $109.2 million |
| NK Capital LLC | Not reported | $109.2 million |
| Federmann Financial Advisors Inc. | Rocky Point | $108.2 million |
| Newman Ladd Capital Advisors, LLC. | Camillus | $108.1 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Partners Capital Services, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.partcapservices.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.