SEC-registered independent wealth management RIA
Federmann Financial Advisors Inc.
As of its Form ADV filed February 17, 2026, Federmann Financial Advisors Inc., an SEC-registered independent wealth management RIA in Rocky Point, New York, reported $108.2 million in regulatory assets under management across 167 accounts, ranking #437 among independent RIAs in New York by assets.
Registration
- Main office
- Rocky Point, NY
- Registration
- SEC-registered, Approved
- CRD number
- 129975
- SEC file number
- 801-71273
- Registered since
- April 12, 2010
- Latest Form ADV filing
- February 17, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $108.2 million
- Discretionary
- $108.2 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 167 (167 discretionary)
- Clients
- 58, approximate as reported
- Employees
- 3
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $647,626
- Asset growth, 1 year
- 21.2% (from $89.3 million a year earlier)
- Asset growth, 3-year annual rate
- 20.5% (from $61.8 million three years earlier)
- Asset growth, 5-year annual rate
- 15.9% (from $51.7 million five years earlier)
- Client growth, 1 year
- 3.6% (from 56)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $30.7 million |
| October 3, 2011 | $30.3 million |
| October 1, 2012 | $28.9 million |
| October 1, 2013 | $31.6 million |
| October 1, 2014 | $36.0 million |
| October 1, 2015 | $39.0 million |
| October 3, 2016 | $38.5 million |
| October 2, 2017 | $38.9 million |
| October 1, 2018 | $43.6 million |
| October 1, 2019 | $38.9 million |
| October 1, 2020 | $46.5 million |
| October 4, 2021 | $51.7 million |
| October 3, 2022 | $62.4 million |
| October 5, 2023 | $61.8 million |
| October 1, 2024 | $78.5 million |
| September 2, 2025 | $89.3 million |
| October 2, 2026 | $108.2 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 34 clients | $95.5 million | |
| Individuals (other than high net worth) 24 clients | $12.7 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 26-50.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 3
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 3
Designations held by the firm's IARs: CFP 1, PFS 1.
1 of the firm's 3 IARs is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Meadowbrook Wealth Management, LLC | Garden City | $110.1 million |
| Gilbert Financial, LLC | Honeoye Falls | $109.8 million |
| NK Capital LLC | Not reported | $109.2 million |
| Newman Ladd Capital Advisors, LLC. | Camillus | $108.1 million |
| KJ Capital Management LLC | New York | $107.0 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Federmann Financial Advisors Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.fedadvisors.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.