City
Independent RIAs in Guilford, Connecticut
As of October 2, 2026, 7 independent wealth management RIAs with their main office in Guilford, Connecticut reported $1.8 billion in regulatory assets under management; the largest by assets was Compass Wealth Management LLC, with $682.5 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 7
- Regulatory assets under management
- $1.8 billion
- Average per firm
- $257.4 million
- SEC-registered, of those listed
- 4 of 7 (57.1%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Compass Wealth Management LLC | SEC | $682.5 million | 931 |
| 2 | Monte Financial Group, LLC | SEC | $482.4 million | 438 |
| 3 | Diastole Wealth Management | SEC | $396.0 million | 1,434 |
| 4 | Granite Islands Private Wealth, LLC | SEC | $229.9 million | 491 |
| 5 | McCauley Investments Advisors LLC | State | $9.2 million | 48 |
| 6 | Smartvalue Investment Management, LLC | State | $1.9 million | 4 |
| 7 | Real Financial Planning, LLC | State | $0 | 0 |
Independent RIAs in Connecticut, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.