SEC-registered independent wealth management RIA
Shope Advisors Group
As of its Form ADV filed March 3, 2026, Shope Advisors Group, an SEC-registered independent wealth management RIA in Camillus, New York, reported $65.6 million in regulatory assets under management across 86 accounts, ranking #554 among independent RIAs in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 144056
- SEC file number
- 801-123407
- Registered since
- March 10, 2022
- Latest Form ADV filing
- March 3, 2026
- Legal name
- SHOPE FINANCIAL PLANNING, INC.
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $65.6 million
- Discretionary
- $0 (0.0%)
- Non-discretionary
- $65.6 million
- Accounts
- 86 (0 discretionary)
- Clients
- 86, approximate as reported
- Employees
- 2
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $763,053
- Asset growth, 1 year
- 14.9% (from $57.1 million a year earlier)
- Asset growth, 3-year annual rate
- 13.7% (from $44.6 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 3.6% (from 83)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $47.7 million |
| October 5, 2023 | $44.6 million |
| October 1, 2024 | $50.5 million |
| September 2, 2025 | $57.1 million |
| October 2, 2026 | $65.6 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 20 clients | $41.1 million | |
| Individuals (other than high net worth) 66 clients | $24.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Financial planning
Financial planning clients (Item 5.H): 51-100.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Registered representative of a broker-dealer
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 2
Designations held by the firm's IARs: CFP 1.
0 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| C & C Financial Services, Inc. | Great Neck | $66.2 million |
| Stewardship Financial Planning | Tarrytown | $65.5 million |
| N Financial Plans | Huntington | $65.2 million |
| American Centurion Financial LLC | New York | $65.0 million |
| Malatai Capital LLC | New York | $65.0 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Shope Advisors Group on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: shopefinancialplanning.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.