SEC-registered independent wealth management RIA
Coastal Wealth Management
As of its Form ADV filed September 5, 2026, Coastal Wealth Management, an SEC-registered independent wealth management RIA in New York, New York, reported $45.1 million in regulatory assets under management across 101 accounts, ranking #621 among independent RIAs in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 327867
- SEC file number
- 801-128660
- Registered since
- August 31, 2023
- Latest Form ADV filing
- September 5, 2026
- Legal name
- COASTAL PRIVATE WEALTH MANAGEMENT LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $45.1 million
- Discretionary
- $45.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 101 (101 discretionary)
- Clients
- 32, approximate as reported
- Employees
- 1
- Advisory staff
- 1 performing investment advisory functions
- Average account
- $446,623
- Asset growth, 1 year
- 32.0% (from $34.2 million a year earlier)
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 33.3% (from 24)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #10,980 | #621 | $45.1 million |
| Independent RIAs with the biggest asset gains over one year | #6,188 | #422 | $10.9 million |
| Independent RIAs with the most clients | #14,182 | #769 | 32 |
| Independent RIAs with the most accounts | #11,215 | #561 | 101 |
| Independent RIAs with the most advisory staff | #10,188 | #598 | 1 |
| Independent RIAs with the most high net worth clients | #7,553 | #418 | 32 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 5, 2023 | $0 |
| October 1, 2024 | $31.2 million |
| September 2, 2025 | $34.2 million |
| October 2, 2026 | $45.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 32 clients | $45.1 million |
How the firm is paid
- A percentage of assets under management
- Performance-based fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 1
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 1
1 of the firm's 1 IAR is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Pope Wealth Planning, LLC | Tarrytown | $45.7 million |
| Lincoln Park Capital LLC | Olean | $45.1 million |
| Bryden-Abrams Investment Management LLC | New York | $45.0 million |
| JQL Wealth | Pittsford | $44.9 million |
| Inside Edge Capital Management, LLC | Saratoga Springs | $44.8 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Coastal Wealth Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.coastalprivatewealthmgmt.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.