SEC-registered wealth management firm Broker-dealer affiliated
Moneylion
As of its Form ADV filed March 30, 2026, Moneylion, an SEC-registered, broker-dealer affiliated wealth management firm in New York, New York, reported $12.4 million in regulatory assets under management across 738,184 accounts, ranking #955 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 289521
- SEC file number
- 801-111640
- Registered since
- September 20, 2017
- Latest Form ADV filing
- March 30, 2026
- Legal name
- ML WEALTH LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $12.4 million
- Discretionary
- $11.9 million (96.4%)
- Non-discretionary
- $446,111
- Accounts
- 738,184 (730,675 discretionary)
- Clients
- 732,776, approximate as reported
- Employees
- 13
- Advisory staff
- 0 performing investment advisory functions
- Average account
- $17
- Asset growth, 1 year
- 10.0% (from $11.2 million a year earlier)
- Asset growth, 3-year annual rate
- 4.7% (from $10.8 million three years earlier)
- Asset growth, 5-year annual rate
- -5.8% (from $16.7 million five years earlier)
- Client growth, 1 year
- 8.5% (from 675,437)
Broker-dealer affiliated. The firm is controlled by a public company (Schedule D, Item 10.A) and affiliated with a broker-dealer (Item 7.A(1)) whose registered representatives are among its advisory staff (Item 5.B(2)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest wealth firms by assets under management, including broker-dealer firms | #15,823 | #955 | $12.4 million |
| Wealth firms with the biggest asset gains over one year, including broker-dealer firms | #7,213 | #628 | $1.1 million |
| Wealth firms with the most clients, including broker-dealer firms | #17 | #6 | 732,776 |
| Wealth firms with the fastest client growth over one year, including broker-dealer firms | #2,006 | #146 | 8.5%from 675,437 |
| Wealth firms with the most accounts, including broker-dealer firms | #20 | #6 | 738,184 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 2, 2017 | $0 |
| October 1, 2018 | $10.3 million |
| October 1, 2019 | $42.6 million |
| October 1, 2020 | $20.7 million |
| October 4, 2021 | $16.7 million |
| October 3, 2022 | $13.8 million |
| October 5, 2023 | $10.8 million |
| October 1, 2024 | $10.6 million |
| September 2, 2025 | $11.2 million |
| October 2, 2026 | $12.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 732,776 clients | $12.4 million |
How the firm is paid
- Other
Advisory services
- Portfolio management for individuals or small businesses
- Publication of periodicals or newsletters
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Broker-dealer
Custody (Item 9)
The firm reported custody of client cash or securities, $12.4 million in total.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Walker Capital Advisors | New York | $12.5 million |
| Greyhawk Advisors LLC | Not reported | $12.4 million |
| Kisco Capital, LLC | Mount Kisco | $12.4 million |
| JWK Financial | Long Island City | $12.2 million |
| Gold Coast Advisors, LLC | Port Washington | $12.2 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Moneylion on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.moneylion.com
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.