City
Wealth management firms in New York City, New York
As of October 2, 2026, 7 wealth management firms, including broker-dealer firms, with their main office in New York City, New York reported $14.8 billion in regulatory assets under management; the largest by assets was Vise AI Advisors, with $8.5 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 7
- Regulatory assets under management
- $14.8 billion
- Average per firm
- $2.1 billion
- SEC-registered, of those listed
- 2 of 7 (28.6%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Vise AI Advisors | SEC | $8.5 billion | 16,405 |
| 2 | J. Safra Asset Management Corporation Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $6.3 billion | 3,440 |
| 3 | Whiston Asset Management | State | $21.0 million | 46 |
| 4 | Foresight Advisors | State | $5.4 million | 6 |
| 5 | Freedom Investments, Corp. | State | $0 | 0 |
| 6 | New York Financial Avp, LLC | State | $0 | 0 |
| 7 | Seaport Asset Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.