City
Wealth management firms in Hauppauge, New York
As of October 2, 2026, 8 wealth management firms, including broker-dealer firms, with their main office in Hauppauge, New York reported $2.1 billion in regulatory assets under management; the largest by assets was Lebenthal Global Advisors, LLC, with $971.8 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 8
- Regulatory assets under management
- $2.1 billion
- Average per firm
- $258.2 million
- SEC-registered, of those listed
- 7 of 8 (87.5%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Lebenthal Global Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $971.8 million | 3,546 |
| 2 | United Financial Planning Group LLC | SEC | $347.5 million | 188 |
| 3 | Nestegg Advisors, Inc. | SEC | $272.7 million | 630 |
| 4 | CFM Advisors Inc | SEC | $202.7 million | 315 |
| 5 | Partners Capital Services, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $109.1 million | 238 |
| 6 | Conrad Capital Management, Inc. | SEC | $90.7 million | 502 |
| 7 | Madison Global Advisors LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $71.4 million | 233 |
| 8 | Quantum Advisory Group, LLC | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.