SEC-registered wealth management firm Broker-dealer affiliated
Madison Global Advisors LLC
As of its Form ADV filed April 21, 2026, Madison Global Advisors LLC, an SEC-registered, broker-dealer affiliated wealth management firm in Hauppauge, New York, reported $71.4 million in regulatory assets under management across 233 accounts, ranking #617 among all wealth firms in New York by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 288894
- SEC file number
- 801-125976
- Registered since
- August 19, 2022
- Latest Form ADV filing
- April 21, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- March
- Other offices
- 0
Key figures
- Regulatory assets under management
- $71.4 million
- Discretionary
- $40.4 million (56.6%)
- Non-discretionary
- $31.0 million
- Accounts
- 233 (101 discretionary)
- Clients
- 233, approximate as reported
- Employees
- 8
- Advisory staff
- 8 performing investment advisory functions
- Average account
- $306,438
- Asset growth, 1 year
- -11.2% (from $80.4 million a year earlier)
- Asset growth, 3-year annual rate
- 14.9% (from $47.0 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 30.9% (from 178)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 3, 2022 | $43.0 million |
| October 5, 2023 | $47.0 million |
| October 1, 2024 | $55.4 million |
| September 2, 2025 | $80.4 million |
| October 2, 2026 | $71.4 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 204 clients | $35.0 million | |
| High net worth individuals 25 clients | $31.0 million | |
| Pooled investment vehicles 4 clients | $5.4 million |
How the firm is paid
- A percentage of assets under management
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Selection of other advisers
Financial planning clients (Item 5.H): 101-250.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Registered representative of a broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 8
- Also registered through a broker-dealer
- 8
- Employees who are IARs (Form ADV 5.B(3))
- 8
Between 5 and 8 of the firm's 8 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| HV Capital Management | Montgomery | $71.5 million |
| Main Street Financial | Purchase | $71.1 million |
| Monthie Wealth Advisors | Latham | $71.1 million |
| Axia Asset Management, LLC | Hastings-on-Hudson | $71.1 million |
| Wisdom Capital Asset Management, LLC | New York | $71.0 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Madison Global Advisors LLC on IAPD: Form ADV, brochures and disclosure detail.
- Wealth management firms in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.