City
Wealth management firms in Orange, California
As of October 2, 2026, 15 wealth management firms, including broker-dealer firms, with their main office in Orange, California reported $2.1 billion in regulatory assets under management; the largest by assets was BW & Associates, Inc., with $692.8 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 15
- Regulatory assets under management
- $2.1 billion
- Average per firm
- $137.1 million
- SEC-registered, of those listed
- 5 of 15 (33.3%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | BW & Associates, Inc. | SEC | $692.8 million | 1,229 |
| 2 | B.B. Graham & Company, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $321.7 million | 427 |
| 3 | Secura Financial Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $319.9 million | 1,242 |
| 4 | Tabr Capital Management, LLC | SEC | $241.2 million | 713 |
| 5 | Pacific Investment Research | State | $150.5 million | 89 |
| 6 | Opus Private Wealth Group, LLC | SEC | $128.0 million | 401 |
| 7 | Keep It Simple Financial Planning | State | $71.2 million | 279 |
| 8 | Crossroads Planning | State | $63.1 million | 334 |
| 9 | Graham & Co. Advisory, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $21.4 million | 15 |
| 10 | Balancing Life Financial Planning | State | $19.3 million | 50 |
| 11 | Ulivi Wealth Management | State | $12.2 million | 28 |
| 12 | Thomas Investment Advisors LLC | State | $12.2 million | 28 |
| 13 | Orange County Asset Management | State | $2.8 million | 10 |
| 14 | Eagle Money Advisors | State | $0 | 0 |
| 15 | Money Truth Strategic Planning | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.