City
Independent RIAs in Orange, California
As of October 2, 2026, 12 independent wealth management RIAs with their main office in Orange, California reported $1.4 billion in regulatory assets under management; the largest by assets was BW & Associates, Inc., with $692.8 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 12
- Regulatory assets under management
- $1.4 billion
- Average per firm
- $116.1 million
- SEC-registered, of those listed
- 3 of 12 (25.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | BW & Associates, Inc. | SEC | $692.8 million | 1,229 |
| 2 | Tabr Capital Management, LLC | SEC | $241.2 million | 713 |
| 3 | Pacific Investment Research | State | $150.5 million | 89 |
| 4 | Opus Private Wealth Group, LLC | SEC | $128.0 million | 401 |
| 5 | Keep It Simple Financial Planning | State | $71.2 million | 279 |
| 6 | Crossroads Planning | State | $63.1 million | 334 |
| 7 | Balancing Life Financial Planning | State | $19.3 million | 50 |
| 8 | Ulivi Wealth Management | State | $12.2 million | 28 |
| 9 | Thomas Investment Advisors LLC | State | $12.2 million | 28 |
| 10 | Orange County Asset Management | State | $2.8 million | 10 |
| 11 | Eagle Money Advisors | State | $0 | 0 |
| 12 | Money Truth Strategic Planning | State | $0 | 0 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.