SEC-registered wealth management firm Broker-dealer affiliated
Carsonallaria Wealth Management, Ltd.
As of its Form ADV filed March 16, 2026, Carsonallaria Wealth Management, Ltd., an SEC-registered, broker-dealer affiliated wealth management firm in Glen Carbon, Illinois, reported $791.8 million in regulatory assets under management across 1,871 accounts, ranking #85 among all wealth firms in Illinois by assets.
Registration
- Main office
- Glen Carbon, IL
- Registration
- SEC-registered, Approved
- CRD number
- 157998
- SEC file number
- 801-112867
- Registered since
- April 19, 2018
- Latest Form ADV filing
- March 16, 2026
- Organized as
- Other (specify)
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $791.8 million
- Discretionary
- $791.8 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 1,871 (1,871 discretionary)
- Clients
- 647, approximate as reported
- Employees
- 9
- Advisory staff
- 6 performing investment advisory functions
- Average account
- $423,209
- Asset growth, 1 year
- 39.5% (from $567.5 million a year earlier)
- Asset growth, 3-year annual rate
- 31.9% (from $345.3 million three years earlier)
- Asset growth, 5-year annual rate
- 25.4% (from $255.1 million five years earlier)
- Client growth, 1 year
- 0.6% (from 643)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2014 | $130.4 million |
| October 1, 2018 | $173.8 million |
| October 1, 2019 | $196.7 million |
| October 1, 2020 | $197.6 million |
| October 4, 2021 | $255.1 million |
| October 3, 2022 | $338.2 million |
| October 5, 2023 | $345.3 million |
| October 1, 2024 | $469.8 million |
| September 2, 2025 | $567.5 million |
| October 2, 2026 | $791.8 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 170 clients | $445.1 million | |
| Individuals (other than high net worth) 461 clients | $123.7 million | |
| Pension and profit sharing plans 14 clients | $115.4 million | |
| State or municipal government entities fewer than 5 clients | $106.9 million | |
| Charitable organizations fewer than 5 clients | $773,454 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 500.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported custody of client cash or securities, $442,319 in total.
Investment adviser representatives
- IARs registered with the firm
- 6
- Also registered through a broker-dealer
- 2
- Employees who are IARs (Form ADV 5.B(3))
- 4
Designations held by the firm's IARs: CFP 3.
Between 5 and 6 of the firm's 6 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Illinois
| Firm | City | RAUM |
|---|---|---|
| Creekmur Asset Management, LLC | Morton | $800.0 million |
| Centric Wealth Management, LLC | Chicago | $792.9 million |
| Factor Wealth Management | Chicago | $781.0 million |
| New Vernon Wealth Management LLC | Highland Park | $781.0 million |
| Wisdom Financial Services, L.L.C. | Geneseo | $779.2 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Carsonallaria Wealth Management, Ltd. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.carsonallaria.com
- Wealth management firms in Illinois
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.