SEC-registered independent wealth management RIA
Sage Hill Advisory and Management LLC
As of its Form ADV filed March 20, 2026, Sage Hill Advisory and Management LLC, an SEC-registered independent wealth management RIA in Saratoga Springs, New York, reported $73.3 million in regulatory assets under management across 79 accounts, ranking #527 among independent RIAs in New York by assets.
Registration
- Main office
- Saratoga Springs, NY
- Registration
- SEC-registered, Approved
- CRD number
- 149365
- SEC file number
- 801-69957
- Registered since
- March 2, 2009
- Latest Form ADV filing
- March 20, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $73.3 million
- Discretionary
- $73.3 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 79 (79 discretionary)
- Clients
- 25, approximate as reported
- Employees
- 3
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $928,162
- Asset growth, 1 year
- 8.1% (from $67.8 million a year earlier)
- Asset growth, 3-year annual rate
- 6.7% (from $60.3 million three years earlier)
- Asset growth, 5-year annual rate
- 6.6% (from $53.2 million five years earlier)
- Client growth, 1 year
- 0.0% (from 25)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New York | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #9,173 | #527 | $73.3 million |
| Independent RIAs with the biggest asset gains over one year | #6,547 | #502 | $5.5 million |
| Independent RIAs with the most clients | #15,166 | #822 | 25 |
| Independent RIAs with the most accounts | #12,194 | #621 | 79 |
| Independent RIAs with the most advisory staff | #4,542 | #276 | 3 |
| Independent RIAs with the most high net worth clients | #10,559 | #583 | 15 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $40.7 million |
| October 3, 2011 | $121.6 million |
| October 1, 2012 | $45.1 million |
| October 1, 2013 | $46.4 million |
| October 1, 2014 | $49.8 million |
| October 1, 2015 | $53.3 million |
| October 3, 2016 | $50.3 million |
| October 2, 2017 | $54.9 million |
| October 1, 2018 | $53.4 million |
| October 1, 2019 | $48.2 million |
| October 1, 2020 | $56.4 million |
| October 4, 2021 | $53.2 million |
| October 3, 2022 | $54.7 million |
| October 5, 2023 | $60.3 million |
| October 1, 2024 | $67.7 million |
| September 2, 2025 | $67.8 million |
| October 2, 2026 | $73.3 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 15 clients | $71.5 million | |
| Individuals (other than high net worth) fewer than 5 clients | $1.8 million | |
| Corporations or other businesses 3 clients | $0 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Registered representative of a broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 2
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New York
| Firm | City | RAUM |
|---|---|---|
| Lytle Investments | Grand Island | $74.3 million |
| Countryside Financial LLC | Williamsville | $73.2 million |
| The Bycoff Group LLC | New York | $72.6 million |
| WPM Wealth Advisors LLC | Saratoga Springs | $72.4 million |
| Forever Financial Advisors, LLC | Fairport | $72.2 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Sage Hill Advisory and Management LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.sagehilladvisory.com
- Independent RIAs in New York
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.