SEC-registered wealth management firm Broker-dealer affiliated
Berkshire Advisors, Inc.
As of its Form ADV filed March 31, 2026, Berkshire Advisors, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in Wyomissing, Pennsylvania, reported $97.1 million in regulatory assets under management across 238 accounts, ranking #381 among all wealth firms in Pennsylvania by assets.
Registration
- Main office
- Wyomissing, PA
- Registration
- SEC-registered, Approved
- CRD number
- 122389
- SEC file number
- 801-126064
- Registered since
- November 15, 2022
- Latest Form ADV filing
- March 31, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $97.1 million
- Discretionary
- $93.5 million (96.3%)
- Non-discretionary
- $3.6 million
- Accounts
- 238 (235 discretionary)
- Clients
- 250, approximate as reported
- Employees
- 2
- Advisory staff
- 2 performing investment advisory functions
- Average account
- $407,790
- Asset growth, 1 year
- -9.0% (from $106.7 million a year earlier)
- Asset growth, 3-year annual rate
- -2.3% (from $104.2 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- -3.8% (from 260)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $14.5 million |
| October 3, 2011 | $12.3 million |
| October 1, 2012 | $14.7 million |
| October 5, 2023 | $104.2 million |
| October 1, 2024 | $96.6 million |
| September 2, 2025 | $106.7 million |
| October 2, 2026 | $97.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 235 clients | $56.2 million | |
| High net worth individuals 15 clients | $37.3 million | |
| Other fewer than 5 clients | $3.6 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
- Other
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Other
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Registered representative of a broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Broker-dealer
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 2
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 1
0 of the firm's 2 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Pennsylvania
| Firm | City | RAUM |
|---|---|---|
| Valor Investments and Planning LLC | Easton | $97.9 million |
| Rowley Financial | Lancaster | $97.9 million |
| Barrister | Fort Washington | $97.1 million |
| Bowman Wealth Management Group | Hershey | $96.3 million |
| Marsden Capital Management, LLC. | Erie | $94.9 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Berkshire Advisors, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.berkshireadvisors.net
- Wealth management firms in Pennsylvania
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.