State market data

Wealth management firms in Oregon

As of October 2, 2026, 340 wealth management firms, including broker-dealer firms, based in Oregon reported $103.9 billion in regulatory assets under management; the largest by assets was Ferguson Wellman Capital Management, Inc., with $10.7 billion.

Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only

Wealth management firms: 340
SEC-registered: 132
State-registered: 208
Regulatory assets under management: $103.9 billion
Client accounts: 201,283
Median firm size: $75.4 million
Of which broker-dealer affiliated: 4, with $3.3 billion

Oregon requires IAR continuing education, in effect since 2023. Status from NASAA's IAR CE map, checked October 5, 2026. IAR CE in Oregon.

Top firms in Oregon

Largest wealth firms by assets under management, including broker-dealer firms

Largest wealth firms by assets under management, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	RAUM
1	Ferguson Wellman Capital Management, Inc.	Portland	$10.7 billion
2	Kingsview Wealth Management, LLC	Grants Pass	$9.0 billion
3	Aldrich Wealth LP	Lake Oswego	$7.6 billion
4	Northside Capital Management LLC	Hood River	$6.9 billion
5	Becker Capital Management, Inc.	Portland	$5.7 billion
6	Vista Capital Partners, Inc.	Portland	$3.2 billion
7	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	$3.2 billion
8	Phillips and Company Advisors LLC	Portland	$2.7 billion
9	CS Planning Corp	Portland	$2.0 billion
10	Sapient Private Wealth Management, LLC	Eugene	$1.7 billion

Top 100 in Oregon

Fastest-growing wealth firms over one year, including broker-dealer firms

Fastest-growing wealth firms over one year, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Growth	Starting value
1	Veridan Wealth	West Linn	119.0%	$304.6 million
2	Aerodigm Wealth LLC	Lake Oswego	78.5%	$819.9 million
3	CS Planning Corp	Portland	54.9%	$1.3 billion
4	True Wealth Group	Bend	39.5%	$108.5 million
5	Taurus Capital Advisors, LLC	Lake Oswego	38.4%	$167.2 million
6	Skyline Financial Northwest	Portland	33.2%	$111.3 million
7	Kingsview Wealth Management, LLC	Grants Pass	32.8%	$6.7 billion
8	Crown Point Wealth Advisors	Hood River	31.2%	$141.5 million
9	The Lam Group, Inc.	Lake Oswego	30.7%	$388.3 million
10	Optima Capital LLC	Beaverton	29.7%	$292.8 million

Top 100 in Oregon

Fastest-growing wealth firms over three years, including broker-dealer firms

Fastest-growing wealth firms over three years, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Growth	Starting value
1	Aerodigm Wealth LLC	Lake Oswego	66.4%	$317.8 million
2	CS Planning Corp	Portland	53.5%	$542.6 million
3	Pinnacle Wealth Advisors	Clackamas	45.0%	$180.3 million
4	Kingsview Wealth Management, LLC	Grants Pass	35.7%	$3.6 billion
5	Optima Capital LLC	Beaverton	33.1%	$161.1 million
6	Phillips and Company Advisors LLC	Portland	31.5%	$1.2 billion
7	Physician Family Financial Advisors Inc	Beaverton	30.4%	$128.5 million
8	Roi Financial	Beaverton	27.9%	$126.2 million
9	Blue Water Wealth	Portland	26.6%	$233.2 million
10	Taurus Capital Advisors, LLC	Lake Oswego	25.2%	$117.9 million

Top 100 in Oregon

Fastest-growing wealth firms over five years, including broker-dealer firms

Fastest-growing wealth firms over five years, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Growth	Starting value
1	Aerodigm Wealth LLC	Lake Oswego	59.8%	$140.6 million
2	CS Planning Corp	Portland	41.3%	$348.0 million
3	Kingsview Wealth Management, LLC	Grants Pass	31.8%	$2.3 billion
4	Optima Capital LLC	Beaverton	30.1%	$102.0 million
5	Pinnacle Wealth Advisors	Clackamas	27.8%	$161.3 million
6	Wealth Advisors NW	Portland	22.1%	$130.7 million
7	Range Financial Group, LLC	Tigard	20.3%	$162.3 million
8	Phillips and Company Advisors LLC	Portland	19.1%	$1.1 billion
9	Physician Family Financial Advisors Inc	Beaverton	18.7%	$120.7 million
10	Roi Financial	Beaverton	17.8%	$116.4 million

Top 100 in Oregon

Wealth firms with the biggest asset gains over one year, including broker-dealer firms

Wealth firms with the biggest asset gains over one year, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Increase
1	Kingsview Wealth Management, LLC	Grants Pass	$2.2 billion
2	Ferguson Wellman Capital Management, Inc.	Portland	$1.7 billion
3	Aldrich Wealth LP	Lake Oswego	$1.1 billion
4	Northside Capital Management LLC	Hood River	$1.1 billion
5	Becker Capital Management, Inc.	Portland	$742.7 million
6	CS Planning Corp	Portland	$694.6 million
7	Aerodigm Wealth LLC	Lake Oswego	$643.3 million
8	Vista Capital Partners, Inc.	Portland	$501.9 million
9	Phillips and Company Advisors LLC	Portland	$388.6 million
10	Veridan Wealth	West Linn	$362.6 million

Top 100 in Oregon

Wealth firms with the most clients, including broker-dealer firms

Wealth firms with the most clients, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Most clients
1	Kingsview Wealth Management, LLC	Grants Pass	12,309
2	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	4,513
3	CS Planning Corp	Portland	4,206
4	Icon Financial Services LLC	Portland	4,178
5	NBC Capital Advisors	Beaverton	2,272
6	Cross Financial Advisors	Portland	1,880
7	Vision Capital Management Inc	Portland	1,800
8	True Private Wealth Advisors, LLC	Salem	1,592
9	Encompass Wealth Advisors, LLC	Portland	1,343
10	Horst & Graben Wealth Management, LLC	Portland	1,311

Top 100 in Oregon

Wealth firms with the fastest client growth over one year, including broker-dealer firms

Wealth firms with the fastest client growth over one year, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Growth	Starting value
1	Jones & Associates Premier Financial Solutions	Jacksonville	94.0%	536
2	44 Wealth Management LLC	Eugene	69.0%	229
3	Icon Financial Services LLC	Portland	63.7%	2,552
4	Crown Point Wealth Advisors	Hood River	52.0%	444
5	CS Planning Corp	Portland	48.9%	2,825
6	Allium Financial Advisors, LLC	Lake Oswego	44.6%	168
7	Skyline Financial Northwest	Portland	34.0%	100
8	Orca Investment Management, LLC	Lake Oswego	30.0%	280
9	Aerodigm Wealth LLC	Lake Oswego	29.2%	202
10	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	24.6%	3,621

Top 100 in Oregon

Wealth firms with the most accounts, including broker-dealer firms

Wealth firms with the most accounts, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Most accounts
1	Kingsview Wealth Management, LLC	Grants Pass	31,932
2	CS Planning Corp	Portland	9,340
3	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	8,115
4	Ferguson Wellman Capital Management, Inc.	Portland	4,763
5	Icon Financial Services LLC	Portland	4,178
6	Pace Financial Advisors	Hillsboro	3,964
7	Horst & Graben Wealth Management, LLC	Portland	3,442
8	Vista Capital Partners, Inc.	Portland	3,380
9	JGP Wealth Management, LLC	Bend	3,335
10	CGC Financial Services	Lake Oswego	3,103

Top 100 in Oregon

Wealth firms with the most advisory staff, including broker-dealer firms

Wealth firms with the most advisory staff, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Most advisory staff
1	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	171
2	Kingsview Wealth Management, LLC	Grants Pass	95
3	CS Planning Corp	Portland	49
4	Ferguson Wellman Capital Management, Inc.	Portland	31
5	Aldrich Wealth LP	Lake Oswego	26
6	True Private Wealth Advisors, LLC	Salem	22
7	Becker Capital Management, Inc.	Portland	20
7	Vista Capital Partners, Inc.	Portland	20
9	Cutler Investment Group	Jacksonville	17
10	Pinnacle Wealth Advisors	Clackamas	14

Top 100 in Oregon

Wealth firms with the most high net worth clients, including broker-dealer firms

Wealth firms with the most high net worth clients, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Most high net worth clients
1	Kingsview Wealth Management, LLC	Grants Pass	2,209
2	Vision Capital Management Inc	Portland	1,119
3	NBC Capital Advisors	Beaverton	900
4	Ferguson Wellman Capital Management, Inc.	Portland	865
5	Tru Independence Asset Management, LLC	Portland	609
6	Encompass Wealth Advisors, LLC	Portland	601
7	Cross Financial Advisors	Portland	548
8	CS Planning Corp	Portland	541
9	Becker Capital Management, Inc.	Portland	519
10	Vista Capital Partners, Inc.	Portland	450

Top 100 in Oregon

Wealth firms with the most CFP professionals, including broker-dealer firms

Wealth firms with the most CFP professionals, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Most CFP professionals
1	M Holdings Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs.	Portland	24
2	Kingsview Wealth Management, LLC	Grants Pass	21
3	Ferguson Wellman Capital Management, Inc.	Portland	9
3	Aldrich Wealth LP	Lake Oswego	9
3	JGP Wealth Management, LLC	Bend	9
6	Vista Capital Partners, Inc.	Portland	8
7	Becker Capital Management, Inc.	Portland	7
8	Vision Capital Management Inc	Portland	5
8	Cutler Investment Group	Jacksonville	5
10	Sapient Private Wealth Management, LLC	Eugene	4

Top 100 in Oregon

Newest wealth firms, including broker-dealer firms

Newest wealth firms, including broker-dealer firms in Oregon, top 10
Rank	Firm	City	Amount
1	Washington Park Capital Management, LLC	Portland	$359.5 million
2	Capstone Wealth Management Group, Inc.	Bend	$243.0 million
3	Swiftwater Capital	Lake Oswego	$170.9 million
4	J.P. Capital Management, Inc.	Eugene	$166.6 million
5	Axia Wealth Management Inc	Bend	$148.0 million
6	Northwind Financial LLC	Bend	$142.2 million
7	Uplevel Wealth	Portland	$131.4 million
8	Lifelong Wealth Management Group, LLC	Lake Oswego	$121.7 million
9	Modernist Financial, LLC	Portland	$113.3 million
10	Soaring Investment Management, LLC	Portland	$112.5 million

Top 100 in Oregon

Over time

From the SEC's yearly files: SEC-registered wealth firms based in Oregon, from October 2018, each snapshot classed from its own Form ADV answers.

FirmsSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Firms
As of	Firms
October 1, 2018	83
October 1, 2019	82
October 1, 2020	98
October 4, 2021	112
October 3, 2022	115
October 5, 2023	111
October 1, 2024	115
September 2, 2025	122
October 2, 2026	132

Regulatory assets under managementSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Regulatory assets under management
As of	Regulatory assets under management
October 1, 2018	$41.6 billion
October 1, 2019	$40.5 billion
October 1, 2020	$48.6 billion
October 4, 2021	$60.8 billion
October 3, 2022	$74.6 billion
October 5, 2023	$64.3 billion
October 1, 2024	$75.3 billion
September 2, 2025	$84.8 billion
October 2, 2026	$97.2 billion

Client accountsSEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Client accounts
As of	Client accounts
October 1, 2018	78,415
October 1, 2019	87,127
October 1, 2020	98,915
October 4, 2021	126,975
October 3, 2022	130,575
October 5, 2023	138,208
October 1, 2024	156,964
September 2, 2025	166,578
October 2, 2026	180,429

Median firm size (RAUM)SEC-registered wealth firms, including broker-dealer firms. 9 snapshots, October 1, 2018 to October 2, 2026.

Data table

Median firm size (RAUM)
As of	Median firm size (RAUM)
October 1, 2018	$207.3 million
October 1, 2019	$215.0 million
October 1, 2020	$217.5 million
October 4, 2021	$217.8 million
October 3, 2022	$249.9 million
October 5, 2023	$227.7 million
October 1, 2024	$243.2 million
September 2, 2025	$246.5 million
October 2, 2026	$253.4 million

The market in Oregon now

Headline figures

Headline figures, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms	340	132	208
Regulatory assets under management	$103.9 billion	$97.2 billion	$6.7 billion
Accounts	201,283	180,429	20,854
Clients	94,743	82,388	12,355
Employees	3,078	2,759	319
Advisory employees	1,223	943	280
Investment adviser representatives	1,249	972	277
Median RAUM	$75.4 million	$253.4 million	$32.8 million
Average RAUM	$334.0 million	$736.2 million	$37.5 million

Firms by size

Advisers grouped by regulatory assets under management.

Firms by size, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms under $100 million	178	4	174
RAUM of firms under $100 million	$6.5 billion	$308.8 million	$6.2 billion
Firms $100 million to $250 million	66	61	5
RAUM of firms $100 million to $250 million	$10.6 billion	$10.0 billion	$551.5 million
Firms $250 million to $500 million	32	32	0
RAUM of firms $250 million to $500 million	$11.0 billion	$11.0 billion	$0
Firms $500 million to $1 billion	17	17	0
RAUM of firms $500 million to $1 billion	$12.5 billion	$12.5 billion	$0
Firms $1 billion to $5 billion	13	13	0
RAUM of firms $1 billion to $5 billion	$23.4 billion	$23.4 billion	$0
Firms $5 billion to $10 billion	4	4	0
RAUM of firms $5 billion to $10 billion	$29.2 billion	$29.2 billion	$0
Firms $10 billion and up	1	1	0
RAUM of firms $10 billion and up	$10.7 billion	$10.7 billion	$0

Concentration

How much of the market the largest advisers hold.

Concentration: all wealth firmsAs of October 2, 2026.
Measure	Bar	Value
Top 10 share of RAUM		50.7%
Top 100 share of RAUM		89.9%

Concentration, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Top 10 share of RAUM	50.7%	54.2%	15.1%
Top 100 share of RAUM	89.9%	96.1%	88.2%

How advisers are paid

Share of advisers reporting each form of compensation on Form ADV Item 5.E. A firm can report several.

How advisers are paid: all wealth firmsAs of October 2, 2026.
Measure	Bar	Value
Charge a percentage of assets		94.1%
Charge hourly fees		56.8%
Charge subscription fees		0.9%
Charge fixed fees		55.6%
Receive commissions		2.1%
Charge performance-based fees		1.8%
Other compensation		4.4%

How advisers are paid, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Charge a percentage of assets	94.1%	99.2%	90.9%
Charge hourly fees	56.8%	56.1%	57.2%
Charge subscription fees	0.9%	0.0%	1.4%
Charge fixed fees	55.6%	62.9%	51.0%
Receive commissions	2.1%	1.5%	2.4%
Charge performance-based fees	1.8%	4.5%	0.0%
Other compensation	4.4%	4.5%	4.3%

Custody

Advisers reporting custody of client cash or securities on Form ADV Item 9.

Custody, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Have custody	27.4%	53.0%	11.1%

Broker-dealer and other affiliations

From Form ADV Items 6 and 7.

Broker-dealer and other affiliations, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Broker-dealer affiliated	2.6%	4.5%	1.4%

New firms and successions

New registrations and firms reporting that they succeeded to another adviser's business (Form ADV Item 4).

New firms and successions, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
New registrations	29	14	15
Successions	No data	0	No data

Other measures

Other measures, as of October 2, 2026
Measure	All wealth firms	SEC-registered	State-registered
Firms reporting RAUM	311	132	179
Discretionary RAUM	$92.7 billion	$86.7 billion	$6.0 billion
CFP professionals	322	226	96
25th percentile RAUM	$27.5 million	$155.3 million	$10.6 million
75th percentile RAUM	$213.2 million	$516.3 million	$60.5 million
90th percentile RAUM	$549.7 million	$1.4 billion	$83.1 million
Average account size	$516,115	$538,577	$321,773
Offer financial planning	83.5%	87.9%	80.8%
RAUM growth, one year	No data	14.7%	No data

As of October 2, 2026. Definitions of every measure are on the methodology page.

Cities

Portland 100 independent RIAs, $37.2 billion
Lake Oswego 37 independent RIAs, $15.6 billion
Grants Pass 5 independent RIAs, $9.4 billion
Eugene 23 independent RIAs, $5.6 billion
Bend 37 independent RIAs, $4.9 billion
Salem 10 independent RIAs, $3.2 billion
Beaverton 21 independent RIAs, $3.0 billion
West Linn 9 independent RIAs, $1.7 billion
Clackamas 5 independent RIAs, $1.5 billion
Corvallis 6 independent RIAs, $1.0 billion
Tigard 9 independent RIAs, $908.6 million
Hillsboro 7 independent RIAs, $746.8 million
Ashland 5 independent RIAs, $638.5 million
Oregon City 5 independent RIAs, $521.0 million

Cities with at least five independent RIAs.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.