City
Wealth management firms in Charlotte, North Carolina
As of October 2, 2026, 129 wealth management firms, including broker-dealer firms, with their main office in Charlotte, North Carolina reported $132.3 billion in regulatory assets under management; the largest by assets was Wells Fargo Investment Institute, Inc., with $43.0 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 129
- Regulatory assets under management
- $132.3 billion
- Average per firm
- $1.0 billion
- SEC-registered, of those listed
- 53 of 100 (53.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Wells Fargo Investment Institute, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $43.0 billion | 12,213 |
| 2 | Alight Financial Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $35.1 billion | 195,957 |
| 3 | Independent Advisor Alliance, LLC | SEC | $17.2 billion | 45,002 |
| 4 | Bragg Financial Advisors Inc | SEC | $4.7 billion | 1,613 |
| 5 | Biltmore Family Office, LLC | SEC | $3.5 billion | 86 |
| 6 | Colony Family Offices, LLC | SEC | $3.4 billion | 1,048 |
| 7 | Novare Capital Management | SEC | $1.9 billion | 2,075 |
| 8 | Linden Thomas Advisory Services, LLC | SEC | $1.8 billion | 7,111 |
| 9 | Ally Invest Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.7 billion | 79,536 |
| 10 | MBL Advisors | SEC | $1.4 billion | 1,156 |
| 11 | Blueprint Financial Advisors Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.4 billion | 2,330 |
| 12 | Topsail Wealth Management LLC | SEC | $1.3 billion | 729 |
| 13 | Laurel Wealth Advisors, LLC | SEC | $1.1 billion | 1,429 |
| 14 | Providence Capital Advisors, LLC | SEC | $1.1 billion | 2,745 |
| 15 | Verum Partners LLC | SEC | $1.0 billion | 1,560 |
| 16 | Strathmore Capital Advisors | SEC | $805.0 million | 1,594 |
| 17 | Alpha Financial Advisors, LLC | SEC | $619.3 million | 1,520 |
| 18 | Auctus Advisors LLC | SEC | $612.9 million | 731 |
| 19 | Hobart Wealth | SEC | $558.2 million | 2,074 |
| 20 | Defender Capital | SEC | $510.0 million | 189 |
| 21 | Crown Wealth Group LLC | SEC | $502.4 million | 1,040 |
| 22 | Cornerstone Wealth Planning | SEC | $485.9 million | 1,273 |
| 23 | IP Financial Advisory Services LLC | SEC | $481.4 million | 2,686 |
| 24 | Eastover Capital Management | SEC | $392.3 million | 252 |
| 25 | Davis Investment Partners, LLC | SEC | $390.0 million | 452 |
| 26 | Tagstone Capital, Inc. | SEC | $368.9 million | 228 |
| 27 | Reichard Capital, LLC | SEC | $341.0 million | 219 |
| 28 | Insight Folios | SEC | $331.3 million | 2,223 |
| 29 | Gibert Wealth Management | SEC | $316.0 million | 274 |
| 30 | Sparta Wealth Partners | SEC | $315.8 million | 696 |
| 31 | WMS Advisors, LLC | SEC | $280.9 million | 411 |
| 32 | Worth Advisors | SEC | $280.7 million | 1,266 |
| 33 | Muirfield Wealth Advisors LLC | SEC | $255.8 million | 484 |
| 34 | Beacon Capital Advisory Group | SEC | $223.5 million | 538 |
| 35 | Gouws Capital LLC | SEC | $209.9 million | 101 |
| 36 | Portus Wealth Advisors, LLC | SEC | $204.1 million | 528 |
| 37 | IA Network, LLC | SEC | $199.5 million | 593 |
| 38 | Greenway Wealth Advisors, LLC | SEC | $184.5 million | 1,086 |
| 39 | Clearview Wealth Management | SEC | $182.4 million | 510 |
| 40 | Cannon Advisors | SEC | $181.6 million | 230 |
| 41 | Front Porch Financial Advisory | SEC | $181.3 million | 387 |
| 42 | Dolan Capital Advisors, LLC | SEC | $179.1 million | 354 |
| 43 | Investor Advisory Group | SEC | $172.1 million | 442 |
| 44 | Hayden Harper Wealth Advisory, LLC | SEC | $171.1 million | 203 |
| 45 | Blue Financial | SEC | $145.1 million | 908 |
| 46 | Forest Capital | SEC | $143.2 million | 247 |
| 47 | Calamita Wealth Management | SEC | $138.2 million | 391 |
| 48 | Tricapital Wealth Management, Inc. | SEC | $132.7 million | 192 |
| 49 | Kucharo Wealth | SEC | $123.7 million | 258 |
| 50 | The Financial Legacy Group | SEC | $107.3 million | 414 |
| 51 | Atticus Capital Advisors LLC | State | $103.1 million | 228 |
| 52 | Sanctuary Financial Planning, LLC | SEC | $102.2 million | 67 |
| 53 | Forward Wealth Management, LLC | State | $94.1 million | 142 |
| 54 | Turning Point Financial, Inc. | State | $88.0 million | 300 |
| 55 | Jones Gregg Financial, LLC | State | $85.6 million | 217 |
| 56 | Heritage Capital Partners,inc. | State | $78.5 million | 31 |
| 57 | Moore Investment Partners, LLC | State | $75.6 million | 232 |
| 58 | Dyer & Company, L.L.C. | State | $73.2 million | 113 |
| 59 | Legend Private Wealth, LLC | State | $71.0 million | 198 |
| 60 | Holland Capital Management LLC | State | $65.1 million | 138 |
| 61 | Axiom Private Wealth, LLC | State | $58.9 million | 128 |
| 62 | Ocean Advisors, LLC | State | $54.8 million | 97 |
| 63 | Freitag Financial Group, LLC | State | $54.7 million | 171 |
| 64 | Fairview Financial LLC | State | $52.8 million | 128 |
| 65 | Goldfarb Wealth Advisors | State | $52.0 million | 54 |
| 66 | Northstar Capital Advisors LLC | State | $51.6 million | 169 |
| 67 | Vintage Wealth Management Group | State | $51.2 million | 253 |
| 68 | Wilson Wealth Management Group, L. L. C. | State | $50.7 million | 732 |
| 69 | Buie Investment Advisors, LLC | State | $49.8 million | 109 |
| 70 | Dalton Financial LLC | State | $49.8 million | 115 |
| 71 | Marquise Wealth Management, LLC | State | $38.9 million | 69 |
| 72 | Silvis Financial | State | $36.8 million | 130 |
| 73 | Supreme Alliance LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $35.3 million | 107 |
| 74 | Skibek Wealth Management | State | $33.7 million | 90 |
| 75 | E2I Financial Group, LLC | State | $31.5 million | 96 |
| 76 | Toucan Financial, Inc. | State | $30.0 million | 72 |
| 77 | Four Points Capital LLC | State | $29.5 million | 25 |
| 78 | Sentry Consulting, Inc. | State | $28.6 million | 83 |
| 79 | Buoyant Financial | State | $27.9 million | 85 |
| 80 | Festog Capital, LLC | State | $26.1 million | 97 |
| 81 | Colville Wealth Advisory, LLC | State | $25.7 million | 59 |
| 82 | 1618 Advisors LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $25.3 million | 138 |
| 83 | Oake Financial LLC | State | $23.8 million | 23 |
| 84 | Innovation Partners LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $21.7 million | 36 |
| 85 | JPFG Wealth Management, L.L.C. | State | $19.1 million | 209 |
| 86 | Michelangelo Partners, LLC | State | $19.0 million | 70 |
| 87 | Lake Effect Wealth LLC | State | $18.3 million | 43 |
| 88 | Flat Fee Financial LLC | State | $17.7 million | 126 |
| 89 | Altruist Wealth Management | State | $16.5 million | 33 |
| 90 | Leep Asset Management, LLC | State | $16.0 million | 35 |
| 91 | Dukes Financial Group, LLC | State | $15.1 million | 64 |
| 92 | Noda Wealth Management LLC | State | $13.1 million | 78 |
| 93 | Totem Wealth Management LLC | State | $13.1 million | 320 |
| 94 | Creativevest Inc | State | $12.3 million | 46 |
| 95 | Harper Capital Partners | State | $10.8 million | 37 |
| 96 | Linkside Financial LLC | State | $10.1 million | 14 |
| 97 | SCD Capital, Inc. | State | $9.5 million | 23 |
| 98 | Grey Private Capital | State | $8.8 million | 12 |
| 99 | White Wealth Managers, LLC | State | $8.5 million | 22 |
| 100 | Tammy Goodman Financial, LLC | State | $6.9 million | 21 |
Showing the 100 largest of 129 firms. Search by name to find another.
Wealth management firms in North Carolina, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.