City
Wealth management firms in Saratoga Springs, New York
As of October 2, 2026, 21 wealth management firms, including broker-dealer firms, with their main office in Saratoga Springs, New York reported $6.1 billion in regulatory assets under management; the largest by assets was Shade Tree Advisors LLC, with $1.5 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 21
- Regulatory assets under management
- $6.1 billion
- Average per firm
- $292.8 million
- SEC-registered, of those listed
- 14 of 21 (66.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Shade Tree Advisors LLC | SEC | $1.5 billion | 152 |
| 2 | King Wealth Management Group, LLC | SEC | $1.1 billion | 1,894 |
| 3 | Minichmacgregor Wealth Management, LLC | SEC | $722.9 million | 2,845 |
| 4 | Quartz Partners Investment Management | SEC | $611.9 million | 1,277 |
| 5 | Congress Park Capital LLC | SEC | $422.3 million | 453 |
| 6 | Lifegoal Investments, LLC | SEC | $356.0 million | 792 |
| 7 | Continuum Wealth Advisors, LLC | SEC | $345.6 million | 872 |
| 8 | Crescent Hill Partners LLC | SEC | $298.8 million | 381 |
| 9 | Tailored Wealth Solutions | SEC | $271.8 million | 744 |
| 10 | Sterling Manor Financial, LLC | SEC | $201.0 million | 924 |
| 11 | Sage Hill Advisory and Management LLC | SEC | $73.3 million | 79 |
| 12 | WPM Wealth Advisors LLC | SEC | $72.4 million | 353 |
| 13 | Barbara J. Bouchey Asset Management, Inc. | State | $50.7 million | 152 |
| 14 | Saratoga Investment Solutions Inc. | State | $48.7 million | 200 |
| 15 | Inside Edge Capital Management, LLC | State | $44.8 million | 130 |
| 16 | McNeill Capital, LLC | SEC | $40.6 million | 102 |
| 17 | Peak Wealth Management | SEC | $39.0 million | 127 |
| 18 | Nye Street Partners LLC | State | $10.0 million | 10 |
| 19 | Dubois Capital Management LLC | State | $90,000 | 1 |
| 20 | Even Keel Advisors | State | $0 | 0 |
| 21 | Portfolio Allocators LLC | State | $0 | 0 |
Wealth management firms in New York, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.