City
Wealth management firms in Princeton, New Jersey
As of October 2, 2026, 32 wealth management firms, including broker-dealer firms, with their main office in Princeton, New Jersey reported $6.8 billion in regulatory assets under management; the largest by assets was Roundview Capital, LLC, with $2.1 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 32
- Regulatory assets under management
- $6.8 billion
- Average per firm
- $212.8 million
- SEC-registered, of those listed
- 14 of 32 (43.8%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Roundview Capital, LLC | SEC | $2.1 billion | 1,911 |
| 2 | Princeton Global Asset Management LLC | SEC | $921.3 million | 1,229 |
| 3 | Novi Wealth Partners | SEC | $612.8 million | 1,001 |
| 4 | Dumont & Blake Investment Advisors LLC | SEC | $562.3 million | 858 |
| 5 | Giverny Capital Advisors | SEC | $420.9 million | 293 |
| 6 | Carnegie Lake Advisors LLC | SEC | $403.0 million | 463 |
| 7 | Eks Associates | SEC | $324.3 million | 267 |
| 8 | Kubhera Enterprises LLC | SEC | $275.5 million | 868 |
| 9 | Halberstadt Financial Consultants Inc | SEC | $185.0 million | 337 |
| 10 | Altman Investment Management LLC | SEC | $119.9 million | 68 |
| 11 | Bergamot Asset Management LP | SEC | $106.5 million | 258 |
| 12 | Millstone Financial Group | SEC | $104.4 million | 483 |
| 13 | K R Financial LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $90.7 million | 53 |
| 14 | DSW Investment, LLC | State | $85.6 million | 31 |
| 15 | Songbird Capital, LLC | State | $84.4 million | 135 |
| 16 | Princeton Wealth Management Alliance, LLC | State | $76.6 million | 418 |
| 17 | Northwest Criterion Asset Management, L.L.C. | State | $58.3 million | 76 |
| 18 | Bugdal Zinsser Asset Management, Inc. | State | $54.8 million | 23 |
| 19 | Retiresmart Consulting, LLC. | State | $52.0 million | 56 |
| 20 | Brennan Financial Group, LLC | State | $49.7 million | 60 |
| 21 | New York Ivy Capital Management LLC | State | $36.0 million | 63 |
| 22 | Certified Wealth Management & Investment LLC | State | $25.3 million | 21 |
| 23 | Berunda Capital Management | State | $11.2 million | 20 |
| 24 | Patton Hall, LLC | State | $7.4 million | 37 |
| 25 | Acorn Asset Management LLC | SEC | $6.6 million | 16 |
| 26 | Adviso Wealth | State | $3.6 million | 41 |
| 27 | Sabadoodle | State | $2.0 million | 24 |
| 28 | Ansonia Capital Advisors LLC | State | $2.0 million | 5 |
| 29 | Iengage Asset Management LLC | State | $1.5 million | 3 |
| 30 | Jantorno Financial Advisors, LLC | State | $0 | 0 |
| 31 | Lumbridge Research | State | $0 | 0 |
| 32 | The Financial Planning Answerplace, LLC | State | $0 | 0 |
Wealth management firms in New Jersey, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.