SEC-registered independent wealth management RIA
Bergamot Asset Management LP
As of its Form ADV filed May 1, 2026, Bergamot Asset Management LP, an SEC-registered independent wealth management RIA in Princeton, New Jersey, reported $106.5 million in regulatory assets under management across 258 accounts, ranking #220 among independent RIAs in New Jersey by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 309424
- SEC file number
- 801-136089
- Registered since
- May 1, 2026
- Latest Form ADV filing
- May 1, 2026
- Organized as
- Limited Partnership
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $106.5 million
- Discretionary
- $57.6 million (54.1%)
- Non-discretionary
- $48.9 million
- Accounts
- 258 (151 discretionary)
- Clients
- 114, approximate as reported
- Employees
- 8
- Advisory staff
- 3 performing investment advisory functions
- Average account
- $412,724
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In New Jersey | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #7,726 | #220 | $106.5 million |
| Independent RIAs with the most clients | #8,158 | #224 | 114 |
| Independent RIAs with the most accounts | #7,509 | #203 | 258 |
| Independent RIAs with the most advisory staff | #4,542 | #126 | 3 |
| Independent RIAs with the most high net worth clients | #5,910 | #166 | 47 |
| Independent RIAs with the most CFP professionals | #3,524 | #98 | 1 |
| Newest independent RIAs | #624 | #17 | $106.5 million |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2020 | $0 |
| October 2, 2026 | $106.5 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 47 clients | $60.8 million | |
| Pooled investment vehicles 7 clients | $20.2 million | |
| Individuals (other than high net worth) 48 clients | $11.1 million | |
| Corporations or other businesses 12 clients | $8.0 million | |
| Charitable organizations fewer than 5 clients | $6.3 million |
How the firm is paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Commodity pool operator or commodity trading advisor
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
- Commodity pool operator or commodity trading advisor
- Insurance company or agency
- Sponsor, general partner or managing member of pooled investment vehicles
Advises 7 private funds (Item 7.B).
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 4
- Also registered through a broker-dealer
- 1
- Employees who are IARs (Form ADV 5.B(3))
- 3
Designations held by the firm's IARs: CFP 1.
3 of the firm's 4 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in New Jersey
| Firm | City | RAUM |
|---|---|---|
| Shri Advisors | Dayton | $108.2 million |
| Schlosser Financial Services, Inc. | Seaside Park | $108.0 million |
| Castle Financial & Retirement Planning Associates Inc | Fair Haven | $107.9 million |
| Carapace Financial Advisors LLC | Bedminster | $106.5 million |
| MD Wealth Advisors Inc | Cranford | $105.2 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Bergamot Asset Management LP on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.bergamotam.com
- Independent RIAs in New Jersey
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.