City
Wealth management firms in Des Moines, Iowa
As of October 2, 2026, 20 wealth management firms, including broker-dealer firms, with their main office in Des Moines, Iowa reported $22.7 billion in regulatory assets under management; the largest by assets was Principal Securities, Inc., with $17.0 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 20
- Regulatory assets under management
- $22.7 billion
- Average per firm
- $1.1 billion
- SEC-registered, of those listed
- 13 of 20 (65.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Principal Securities, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $17.0 billion | 68,981 |
| 2 | Principal Advised Services Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.4 billion | 23,164 |
| 3 | Legacy Financial Group | SEC | $1.0 billion | 4,146 |
| 4 | DMKC Advisory Services, LLC | SEC | $902.5 million | 946 |
| 5 | West Financial Advisors, L.L.C. | SEC | $674.2 million | 1,677 |
| 6 | RIA Advisory Group, LLC | SEC | $568.4 million | 3,228 |
| 7 | Peterson Financial Group, Inc. | SEC | $299.2 million | 1,359 |
| 8 | Des Moines Investments, LLC | SEC | $246.0 million | 1,497 |
| 9 | Capital View Wealth Management, LLC | SEC | $128.8 million | 27 |
| 10 | Taber Asset Management L.L.C. | SEC | $110.0 million | 101 |
| 11 | Altitude Capital Management LLC | SEC | $103.6 million | 488 |
| 12 | Longenecker Financial Services | State | $82.1 million | 690 |
| 13 | Prospective Value Partners LLC | State | $76.0 million | 44 |
| 14 | LW Advisors, L.L.C. | State | $35.9 million | 139 |
| 15 | Teacher Wealth | State | $18.2 million | 212 |
| 16 | Weiss Financial Group, LLC | State | $3.0 million | 33 |
| 17 | Koios Private Family Offices, LLC | State | $1.5 million | 10 |
| 18 | Blackoak Advisors LLC | State | $0 | 0 |
| 19 | Polson Wealth Management | SEC | $0 | 0 |
| 20 | RIA Group, LLC | SEC | $0 | 0 |
Wealth management firms in Iowa, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.