City
Wealth management firms in Santa Ana, California
As of October 2, 2026, 16 wealth management firms, including broker-dealer firms, with their main office in Santa Ana, California reported $555.5 million in regulatory assets under management; the largest by assets was Linda A. Barlow, CFP, with $239.6 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 16
- Regulatory assets under management
- $555.5 million
- Average per firm
- $34.7 million
- SEC-registered, of those listed
- 2 of 16 (12.5%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Linda A. Barlow, CFP | SEC | $239.6 million | 686 |
| 2 | Prosperity Road, LLC | SEC | $172.3 million | 181 |
| 3 | Legacy Advisory Group, Inc | State | $53.2 million | 124 |
| 4 | Sector Logic, LP | State | $43.8 million | 83 |
| 5 | Capstone Wealth Management, Inc | State | $34.1 million | 213 |
| 6 | Greenworth Investment Advisors, LLC | State | $5.0 million | 9 |
| 7 | LW Pacific Investments LLC | State | $2.9 million | 5 |
| 8 | Cobb Planning Group | State | $1.6 million | 80 |
| 9 | Aequitas Financial, LLC | State | $1.4 million | 18 |
| 10 | 7 Summits Investment Management, LLC | State | $1.2 million | 8 |
| 11 | Abacus Wealth International (Awi) | State | $274,000 | 2 |
| 12 | American Strategic Capital | State | $0 | 0 |
| 13 | Financial Strategies for Today and Tomorrow--Wealth MGMT Group | State | $0 | 0 |
| 14 | Insight Financial Advisors | State | $0 | 0 |
| 15 | JMB Financial Managers, Inc. | State | $0 | 0 |
| 16 | Veros Capital Management, Inc. | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.