SEC-registered independent wealth management RIA
Linda A. Barlow, CFP
As of its Form ADV filed March 15, 2024, Linda A. Barlow, CFP, an SEC-registered independent wealth management RIA in Santa Ana, California, reported $239.6 million in regulatory assets under management across 686 accounts, ranking #625 among independent RIAs in California by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 111643
- SEC file number
- 801-60157
- Registered since
- April 12, 2001
- Latest Form ADV filing
- March 15, 2024
- Organized as
- Sole Proprietorship
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $239.6 million
- Discretionary
- $239.6 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 686 (686 discretionary)
- Clients
- 271, approximate as reported
- Employees
- 1
- Advisory staff
- 0 performing investment advisory functions
- Average account
- $349,336
- Asset growth, 1 year
- 0.0% (from $239.6 million a year earlier)
- Asset growth, 3-year annual rate
- 2.1% (from $225.0 million three years earlier)
- Asset growth, 5-year annual rate
- 1.1% (from $226.7 million five years earlier)
- Client growth, 1 year
- 0.0% (from 271)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In California | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #4,735 | #625 | $239.6 million |
| Fastest-growing independent RIAs over one year | #6,321 | #833 | 0.0%from $239.6 million |
| Fastest-growing independent RIAs over three years | #5,144 | #684 | 2.1%from $225.0 million |
| Fastest-growing independent RIAs over five years | #4,330 | #579 | 1.1%from $226.7 million |
| Independent RIAs with the most clients | #4,255 | #446 | 271 |
| Independent RIAs with the fastest client growth over one year | #4,062 | #481 | 0.0%from 271 |
| Independent RIAs with the most accounts | #3,739 | #400 | 686 |
| Independent RIAs with the most high net worth clients | #1,499 | #196 | 196 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 1, 2010 | $89.4 million |
| October 3, 2011 | $107.5 million |
| October 1, 2012 | $120.5 million |
| October 1, 2013 | $129.9 million |
| October 1, 2014 | $148.7 million |
| October 1, 2015 | $168.7 million |
| October 3, 2016 | $170.3 million |
| October 2, 2017 | $161.9 million |
| October 1, 2018 | $160.1 million |
| October 1, 2019 | $163.4 million |
| October 1, 2020 | $188.8 million |
| October 4, 2021 | $226.7 million |
| October 3, 2022 | $244.0 million |
| October 5, 2023 | $225.0 million |
| October 1, 2024 | $239.6 million |
| September 2, 2025 | $239.6 million |
| October 2, 2026 | $239.6 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 69 clients | $134.7 million | |
| High net worth individuals 196 clients | $98.9 million | |
| Pension and profit sharing plans fewer than 5 clients | $3.5 million | |
| Charitable organizations fewer than 5 clients | $2.5 million |
How the firm is paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
Financial planning clients (Item 5.H): 11-25.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 0
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 0
IAR registrations by jurisdiction are not available for this firm. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in California
| Firm | City | RAUM |
|---|---|---|
| Kaiyo Wealth LLC | San Diego | $240.1 million |
| Marest Capital, LLC | Encino | $239.8 million |
| Trivant Custom Portfolio Group LLC | San Diego | $239.4 million |
| Salient Wealth Planning | Encinitas | $239.4 million |
| Heights LLC | Los Angeles | $239.2 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Linda A. Barlow, CFP on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in California
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.