City
Wealth management firms in Pasadena, California
As of October 2, 2026, 66 wealth management firms, including broker-dealer firms, with their main office in Pasadena, California reported $22.6 billion in regulatory assets under management; the largest by assets was Wedbush Securities Inc., with $6.7 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 66
- Regulatory assets under management
- $22.6 billion
- Average per firm
- $342.3 million
- SEC-registered, of those listed
- 28 of 66 (42.4%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Wedbush Securities Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $6.7 billion | 10,833 |
| 2 | Clifford Swan Investment Counselors | SEC | $4.5 billion | 2,598 |
| 3 | Pasadena Private Wealth, LLC | SEC | $1.6 billion | 2,124 |
| 4 | Schnieders Capital Management, LLC. | SEC | $1.1 billion | 1,155 |
| 5 | Strategy Asset Managers L.L.C. | SEC | $930.1 million | 1,458 |
| 6 | First Financial Consulting | State | $762.6 million | 2,192 |
| 7 | Stonemark Wealth Management | SEC | $609.8 million | 940 |
| 8 | LK&A Investment Counsel | SEC | $540.1 million | 83 |
| 9 | Robert L. Bender, Inc. DBA Robert Bender & Associates | SEC | $510.9 million | 344 |
| 10 | Wimmer Associates LLC | SEC | $475.9 million | 151 |
| 11 | The Sterling Group | SEC | $471.3 million | 876 |
| 12 | First Wilshire Securities Management, Inc. | SEC | $415.5 million | 286 |
| 13 | Kondo Wealth Advisors, Inc Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $365.1 million | 1,113 |
| 14 | Arroyo Investment Group, LLC | SEC | $319.5 million | 995 |
| 15 | Round Hill Asset Management Inc | SEC | $271.3 million | 186 |
| 16 | Equanimity Financial Partners | SEC | $234.3 million | 665 |
| 17 | Foundry Financial LLC | SEC | $232.6 million | 626 |
| 18 | Dishmi Capital, LLC | SEC | $215.1 million | 160 |
| 19 | Richard Ney & Associates Asset Management, Inc. | State | $192.9 million | 96 |
| 20 | Torrey-Payne Wealth Management | SEC | $184.8 million | 409 |
| 21 | Logic Wealth Management, LLC | SEC | $184.7 million | 220 |
| 22 | Hall Capital, LLC | SEC | $180.0 million | 133 |
| 23 | Impact Fiduciary LLC | SEC | $155.0 million | 705 |
| 24 | Lake Avenue Financial LLC | SEC | $154.7 million | 731 |
| 25 | Appian Way Financial | SEC | $142.9 million | 316 |
| 26 | Derive Wealth | SEC | $141.3 million | 298 |
| 27 | Bernard & Johnson Family Wealth Management | SEC | $113.1 million | 216 |
| 28 | Murphy Investment Advisors, Inc. | State | $92.0 million | 108 |
| 29 | Vida Private Wealth LLC | State | $91.8 million | 94 |
| 30 | Favor Wealth Advisors, LLC | State | $88.8 million | 483 |
| 31 | Jones Wealth Advisors, LLC | State | $68.9 million | 40 |
| 32 | Qubera Wealth Management | State | $52.6 million | 298 |
| 33 | Pysnik Financial, LLC | State | $45.2 million | 60 |
| 34 | Mission Street Wealth Planning | State | $42.1 million | 55 |
| 35 | LPR Capital, Inc. | State | $39.3 million | 49 |
| 36 | Percy E. Bolton Associates, Inc. | State | $36.4 million | 145 |
| 37 | Garabedian Wealth Management Group | State | $34.9 million | 112 |
| 38 | MK Capital Group | State | $28.8 million | 65 |
| 39 | Thompson & Thompson Investment Advisors, Inc. | State | $27.6 million | 55 |
| 40 | Fiducia Wealth Management | State | $25.1 million | 130 |
| 41 | Wealtharch Investment Services, LLC | State | $23.6 million | 66 |
| 42 | Mariposa Capital Management, LLC | State | $22.2 million | 67 |
| 43 | Corrigit Capital Group | State | $21.5 million | 41 |
| 44 | PVB Wealth Management, LLC | State | $19.5 million | 42 |
| 45 | Oakgrowth Wealth Management LLC | State | $18.3 million | 53 |
| 46 | M3 Asset Management, Inc. | State | $15.0 million | 33 |
| 47 | Globalink Wealth Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $12.7 million | 47 |
| 48 | Griffinest Asia Asset Management, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $11.6 million | 11 |
| 49 | Attlee Capital LLC | State | $10.3 million | 12 |
| 50 | McDonnell Financial Services | State | $9.7 million | 6 |
| 51 | Fig Tree Capital | State | $8.7 million | 52 |
| 52 | Kelmar Capital Management, LLC | State | $8.2 million | 4 |
| 53 | Tsai Wealth Management | State | $6.2 million | 24 |
| 54 | Vera Wealth LLC | State | $4.8 million | 31 |
| 55 | Firmo Investment Consulting Services | State | $3.7 million | 35 |
| 56 | Onward Advisors LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $2.5 million | 2 |
| 57 | Lamplighter Capital Management | State | $2.0 million | 11 |
| 58 | Pacific Trust Wealth Management | State | $1.2 million | 3 |
| 59 | Agape Wealth Management LLC | State | $0 | 0 |
| 60 | East West Wealth Advisors LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $0 | 0 |
| 61 | Lawrence Russell and Company | State | $0 | 0 |
| 62 | Myfi Financial | State | $0 | 0 |
| 63 | Raven Wealth Advisors | State | $0 | 0 |
| 64 | Sage Investment Group | State | $0 | 0 |
| 65 | Scout Wealth Advisors LLC | State | $0 | 0 |
| 66 | Skylar Wealth Management, LLC | SEC | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.