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Independent RIAs in Pasadena, California

As of October 2, 2026, 60 independent wealth management RIAs with their main office in Pasadena, California reported $15.5 billion in regulatory assets under management; the largest by assets was Clifford Swan Investment Counselors, with $4.5 billion.

Include wirehouses and broker-dealer firms

Independent wealth management RIAs
60
Regulatory assets under management
$15.5 billion
Average per firm
$257.5 million
SEC-registered, of those listed
24 of 60 (40.0%)

Firms by assets

#FirmRegistrationRAUMAccounts
1 Clifford Swan Investment Counselors SEC $4.5 billion 2,598
2 Pasadena Private Wealth, LLC SEC $1.6 billion 2,124
3 Schnieders Capital Management, LLC. SEC $1.1 billion 1,155
4 Strategy Asset Managers L.L.C. SEC $930.1 million 1,458
5 First Financial Consulting State $762.6 million 2,192
6 Stonemark Wealth Management SEC $609.8 million 940
7 LK&A Investment Counsel SEC $540.1 million 83
8 Robert L. Bender, Inc. DBA Robert Bender & Associates SEC $510.9 million 344
9 Wimmer Associates LLC SEC $475.9 million 151
10 The Sterling Group SEC $471.3 million 876
11 First Wilshire Securities Management, Inc. SEC $415.5 million 286
12 Arroyo Investment Group, LLC SEC $319.5 million 995
13 Round Hill Asset Management Inc SEC $271.3 million 186
14 Equanimity Financial Partners SEC $234.3 million 665
15 Foundry Financial LLC SEC $232.6 million 626
16 Dishmi Capital, LLC SEC $215.1 million 160
17 Richard Ney & Associates Asset Management, Inc. State $192.9 million 96
18 Torrey-Payne Wealth Management SEC $184.8 million 409
19 Logic Wealth Management, LLC SEC $184.7 million 220
20 Hall Capital, LLC SEC $180.0 million 133
21 Impact Fiduciary LLC SEC $155.0 million 705
22 Lake Avenue Financial LLC SEC $154.7 million 731
23 Appian Way Financial SEC $142.9 million 316
24 Derive Wealth SEC $141.3 million 298
25 Bernard & Johnson Family Wealth Management SEC $113.1 million 216
26 Murphy Investment Advisors, Inc. State $92.0 million 108
27 Vida Private Wealth LLC State $91.8 million 94
28 Favor Wealth Advisors, LLC State $88.8 million 483
29 Jones Wealth Advisors, LLC State $68.9 million 40
30 Qubera Wealth Management State $52.6 million 298
31 Pysnik Financial, LLC State $45.2 million 60
32 Mission Street Wealth Planning State $42.1 million 55
33 LPR Capital, Inc. State $39.3 million 49
34 Percy E. Bolton Associates, Inc. State $36.4 million 145
35 Garabedian Wealth Management Group State $34.9 million 112
36 MK Capital Group State $28.8 million 65
37 Thompson & Thompson Investment Advisors, Inc. State $27.6 million 55
38 Fiducia Wealth Management State $25.1 million 130
39 Wealtharch Investment Services, LLC State $23.6 million 66
40 Mariposa Capital Management, LLC State $22.2 million 67
41 Corrigit Capital Group State $21.5 million 41
42 PVB Wealth Management, LLC State $19.5 million 42
43 Oakgrowth Wealth Management LLC State $18.3 million 53
44 M3 Asset Management, Inc. State $15.0 million 33
45 Attlee Capital LLC State $10.3 million 12
46 McDonnell Financial Services State $9.7 million 6
47 Fig Tree Capital State $8.7 million 52
48 Kelmar Capital Management, LLC State $8.2 million 4
49 Tsai Wealth Management State $6.2 million 24
50 Vera Wealth LLC State $4.8 million 31
51 Firmo Investment Consulting Services State $3.7 million 35
52 Lamplighter Capital Management State $2.0 million 11
53 Pacific Trust Wealth Management State $1.2 million 3
54 Agape Wealth Management LLC State $0 0
55 Lawrence Russell and Company State $0 0
56 Myfi Financial State $0 0
57 Raven Wealth Advisors State $0 0
58 Sage Investment Group State $0 0
59 Scout Wealth Advisors LLC State $0 0
60 Skylar Wealth Management, LLC SEC $0 0

Independent RIAs in California, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.