City
Wealth management firms in Palm Desert, California
As of October 2, 2026, 12 wealth management firms, including broker-dealer firms, with their main office in Palm Desert, California reported $4.0 billion in regulatory assets under management; the largest by assets was Cypress Wealth Services, LLC, with $1.3 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 12
- Regulatory assets under management
- $4.0 billion
- Average per firm
- $331.0 million
- SEC-registered, of those listed
- 5 of 12 (41.7%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Cypress Wealth Services, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.3 billion | 2,215 |
| 2 | Keystone Private Wealth | SEC | $860.7 million | 1,542 |
| 3 | FLC Capital Advisors | SEC | $822.2 million | 821 |
| 4 | Fortem Financial Group, LLC | SEC | $631.9 million | 1,042 |
| 5 | Hardworking Capital Advisors, LLC | SEC | $206.0 million | 871 |
| 6 | Desert Wealth Management LLC | State | $49.6 million | 29 |
| 7 | Marsha Lee & Company,inc. | State | $33.2 million | 24 |
| 8 | Weisberg Capital Management | State | $13.4 million | 107 |
| 9 | Desert Financial Planning | State | $7.9 million | 61 |
| 10 | Agewise Financial Inc. | State | $7.8 million | 45 |
| 11 | Boracchia Wiviott Wealth Partners LLC | State | $147,068 | 3 |
| 12 | Pamela Plick Wealth Management LLC | State | $131,428 | 4 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.