City
Independent RIAs in Palm Desert, California
As of October 2, 2026, 11 independent wealth management RIAs with their main office in Palm Desert, California reported $2.6 billion in regulatory assets under management; the largest by assets was Keystone Private Wealth, with $860.7 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 11
- Regulatory assets under management
- $2.6 billion
- Average per firm
- $239.4 million
- SEC-registered, of those listed
- 4 of 11 (36.4%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Keystone Private Wealth | SEC | $860.7 million | 1,542 |
| 2 | FLC Capital Advisors | SEC | $822.2 million | 821 |
| 3 | Fortem Financial Group, LLC | SEC | $631.9 million | 1,042 |
| 4 | Hardworking Capital Advisors, LLC | SEC | $206.0 million | 871 |
| 5 | Desert Wealth Management LLC | State | $49.6 million | 29 |
| 6 | Marsha Lee & Company,inc. | State | $33.2 million | 24 |
| 7 | Weisberg Capital Management | State | $13.4 million | 107 |
| 8 | Desert Financial Planning | State | $7.9 million | 61 |
| 9 | Agewise Financial Inc. | State | $7.8 million | 45 |
| 10 | Boracchia Wiviott Wealth Partners LLC | State | $147,068 | 3 |
| 11 | Pamela Plick Wealth Management LLC | State | $131,428 | 4 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.