City
Wealth management firms in Newport Beach, California
As of October 2, 2026, 96 wealth management firms, including broker-dealer firms, with their main office in Newport Beach, California reported $76.4 billion in regulatory assets under management; the largest by assets was Beacon Pointe Advisors, LLC, with $54.9 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 96
- Regulatory assets under management
- $76.4 billion
- Average per firm
- $796.3 million
- SEC-registered, of those listed
- 39 of 96 (40.6%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Beacon Pointe Advisors, LLC | SEC | $54.9 billion | 29,892 |
| 2 | Hollencrest Capital Management | SEC | $2.9 billion | 1,347 |
| 3 | JDL Advisers | SEC | $2.3 billion | 7,943 |
| 4 | Provenio Capital | SEC | $1.6 billion | 132 |
| 5 | Compak Asset Management | SEC | $1.5 billion | 2,939 |
| 6 | Knightsbridge Wealth Management | SEC | $1.1 billion | 1,391 |
| 7 | Spinnaker Investment Group, LLC | SEC | $1.1 billion | 2,337 |
| 8 | Tarbox Family Office, Inc. | SEC | $953.7 million | 731 |
| 9 | RS Crum Inc. | SEC | $720.7 million | 971 |
| 10 | Westshore Wealth | SEC | $662.4 million | 848 |
| 11 | Purus Wealth Management, LLC | SEC | $658.1 million | 1,512 |
| 12 | Spectrum Asset Management Inc | SEC | $657.3 million | 932 |
| 13 | Ducere Wealth Management | SEC | $503.8 million | 478 |
| 14 | Rba Wealth Management, LLC | SEC | $452.1 million | 1,170 |
| 15 | Pavion Blue Capital, LLC | SEC | $443.7 million | 521 |
| 16 | Flatrock Wealth Partners LLC | SEC | $417.6 million | 438 |
| 17 | Miramontes Capital, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $396.9 million | 1,709 |
| 18 | Yosemite Capital Management | SEC | $369.0 million | 814 |
| 19 | Signature Resources Capital Management, LLC | SEC | $303.9 million | 891 |
| 20 | Newport Wealth Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $262.6 million | 1,193 |
| 21 | Tidecrest Wealth Management, LLC | SEC | $249.7 million | 388 |
| 22 | Prattes Wealth Partners | SEC | $243.6 million | 105 |
| 23 | Noble Wealth Management, Inc. | SEC | $223.4 million | 648 |
| 24 | Catalyst Wealth Advisors LLC | SEC | $167.2 million | 91 |
| 25 | Boyer Financial Services, Inc. | SEC | $167.0 million | 520 |
| 26 | Fell Capital Management | SEC | $161.8 million | 180 |
| 27 | Sidoxia Capital Management, LLC | SEC | $149.0 million | 269 |
| 28 | Tax Efficient Asset Management Solution, Inc. | SEC | $148.3 million | 203 |
| 29 | Procore Advisors, LLC | SEC | $143.7 million | 467 |
| 30 | Crystal Cove Asset Management | SEC | $135.2 million | 280 |
| 31 | Banta Asset Management LP | SEC | $128.7 million | 211 |
| 32 | Pacific Specialty Investment Group, LLC | SEC | $123.2 million | 265 |
| 33 | Triad Investment Management, LLC | SEC | $119.5 million | 98 |
| 34 | Pariax Private Wealth Management | SEC | $115.4 million | 118 |
| 35 | Lockerman Financial Group, Inc | SEC | $110.1 million | 271 |
| 36 | Werlemann Wealth Management | SEC | $110.0 million | 80 |
| 37 | Wealth Strategies Group | SEC | $102.9 million | 308 |
| 38 | Havaplan Financial | State | $98.6 million | 143 |
| 39 | Nollenberger McCullough Investment Advisors LLC | State | $81.4 million | 72 |
| 40 | Bridge Capital Consulting, LLC | State | $76.5 million | 302 |
| 41 | Probitas Financial | State | $74.7 million | 145 |
| 42 | Treussard Capital Management | State | $74.5 million | 50 |
| 43 | Investus Financial | State | $72.6 million | 70 |
| 44 | Westerly Investments, Inc. | State | $70.6 million | 54 |
| 45 | Windfall Advisors, LLC | State | $70.0 million | 42 |
| 46 | Fairway Capital Advisors | State | $66.7 million | 248 |
| 47 | Silverlight Asset Management, LLC | State | $63.7 million | 117 |
| 48 | Lifetime Financial, Inc. | State | $63.3 million | 280 |
| 49 | Sagevest Financial Advisors, LLC | State | $61.5 million | 135 |
| 50 | Scott Anderson Financial, Inc. | State | $55.4 million | 49 |
| 51 | Axis Point Capital | State | $55.0 million | 12 |
| 52 | Veda Financial Investment Advisory | State | $55.0 million | 86 |
| 53 | Twenty-Five Capital Partners | State | $54.6 million | 172 |
| 54 | RJR Financial Services | State | $47.9 million | 79 |
| 55 | Sound Investment Management, LLC | State | $47.1 million | 114 |
| 56 | Hathaway Capital Management, LLC | State | $41.4 million | 49 |
| 57 | Veraison Asset Management, LLC | State | $40.0 million | 8 |
| 58 | Darkhorse Advisor | State | $38.9 million | 98 |
| 59 | Redmount Capital Partners LLC | State | $36.9 million | 47 |
| 60 | Spearhead Advisors, LLC | State | $35.8 million | 109 |
| 61 | Tate Capital Group | State | $33.3 million | 85 |
| 62 | Executive Services, LLC | State | $30.5 million | 52 |
| 63 | Elevate Wealth Advisors, LLC | State | $29.4 million | 119 |
| 64 | Centriplan, LLC | State | $24.2 million | 7 |
| 65 | Athos Capital Advisors | State | $22.7 million | 37 |
| 66 | Core Investment Management, LLC | State | $22.4 million | 32 |
| 67 | Aneuvia Capital | State | $13.5 million | 7 |
| 68 | Fiduciary Architects LLC | State | $13.0 million | 48 |
| 69 | Kyur, Inc. | State | $9.9 million | 33 |
| 70 | Onitus Capital, LLC | State | $9.6 million | 67 |
| 71 | Campbell Advisory Services, LLC | State | $9.5 million | 20 |
| 72 | Global Diversified Investments | State | $9.4 million | 14 |
| 73 | Centricity Financial LLC | State | $9.1 million | 19 |
| 74 | Paradox Investment Partners LLC | State | $8.1 million | 15 |
| 75 | Alternity Investment Advisors | State | $8.1 million | 25 |
| 76 | My Money MGR | State | $8.0 million | 25 |
| 77 | Unity Wealth Partners | State | $7.1 million | 21 |
| 78 | Hexeum Capital | State | $6.2 million | 31 |
| 79 | Sachi Financial Planning | State | $5.8 million | 56 |
| 80 | Sunpath Financial | State | $4.3 million | 35 |
| 81 | Parkwood Capital Management LLC | State | $3.9 million | 15 |
| 82 | Devens Wealth Management | State | $3.5 million | 8 |
| 83 | Yayati Asset Management, LLC | State | $3.0 million | 5 |
| 84 | Aionios Capital Partners, LLC | State | $2.5 million | 1 |
| 85 | Shorebird, LLC | State | $1.8 million | 4 |
| 86 | Xwealth | State | $480,000 | 6 |
| 87 | Pruvise | State | $150,000 | 3 |
| 88 | Wing | SEC | $127,775 | 30 |
| 89 | California Benefits and Retirement Group, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $25,000 | 3 |
| 90 | Emerald Wealth Management, Inc. | State | $15,000 | 90 |
| 91 | Commonwealth Family Office | State | $0 | 0 |
| 92 | Deep Blue Capital | SEC | $0 | 0 |
| 93 | Family Wealth Strategists, LLC | State | $0 | 0 |
| 94 | Holt Investment Partners LLC | State | $0 | 0 |
| 95 | Old World Financial Advisors | State | $0 | 0 |
| 96 | Wealth Advisory Lab LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.