State-registered independent wealth management RIA
Lifetime Financial, Inc.
As of its Form ADV filed October 1, 2026, Lifetime Financial, Inc., a state-registered independent wealth management RIA in Newport Beach, California, reported $63.3 million in regulatory assets under management across 280 accounts, ranking #1307 among independent RIAs in California by assets.
Registration
- Main office
- Newport Beach, CA
- Registration
- State-registered, Approved
- CRD number
- 161124
- SEC file number
- None (state-registered)
- Registered since
- April 25, 2012
- Latest Form ADV filing
- October 1, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $63.3 million
- Discretionary
- $63.3 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 280 (280 discretionary)
- Clients
- 301, approximate as reported
- Employees
- 10
- Advisory staff
- 10 performing investment advisory functions
- Average account
- $226,024
- Asset growth, 1 year
- Not reported
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- Not reported
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 7, 2026 | $63.3 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 218 clients | $29.1 million | |
| High net worth individuals 19 clients | $26.8 million | |
| Pension and profit sharing plans 17 clients | $5.0 million | |
| Corporations or other businesses 9 clients | $2.4 million |
How the firm is paid
- A percentage of assets under management
- Other
Advisory services
- Portfolio management for individuals or small businesses
- Pension consulting
- Selection of other advisers
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Insurance company or agency
- Real estate broker, dealer or agent
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 9
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 10
Designations held by the firm's IARs: CFP 1, ChFC 1.
9 of the firm's 9 IARs are registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
Our source has no Form ADV Item 11 detail for this firm. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in California
| Firm | City | RAUM |
|---|---|---|
| Mok Capital Management | Los Altos | $63.6 million |
| Strong Bridge Advisors LLC | San Francisco | $63.5 million |
| Joiner Financial, LLC | El Dorado Hills | $63.4 million |
| Scott & Associates Investment Advisory Services | St. Helena | $63.2 million |
| Crossroads Planning | Orange | $63.1 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Lifetime Financial, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Independent RIAs in California
Firm data as of October 7, 2026, from IA_FIRM_STATE_Feed_10_07_2026.xml.gz. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 7, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.