City
Wealth management firms in Laguna Niguel, California
As of October 2, 2026, 11 wealth management firms, including broker-dealer firms, with their main office in Laguna Niguel, California reported $1.1 billion in regulatory assets under management; the largest by assets was TCFG Investment Advisors, LLC, with $639.4 million.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 11
- Regulatory assets under management
- $1.1 billion
- Average per firm
- $101.4 million
- SEC-registered, of those listed
- 2 of 11 (18.2%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | TCFG Investment Advisors, LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $639.4 million | 2,171 |
| 2 | Ehrlich Financial Group | SEC | $250.1 million | 682 |
| 3 | Pacific Financial Planners, LLC | State | $84.2 million | 327 |
| 4 | Trusted Financial Advisors | State | $61.4 million | 110 |
| 5 | Navigate Financial LLC | State | $41.3 million | 124 |
| 6 | Simpson Capital Management | State | $20.2 million | 70 |
| 7 | Sentient Financial, LLC | State | $17.5 million | 84 |
| 8 | Mpe Capital | State | $1.1 million | 19 |
| 9 | Aalexander LLC | State | $1,100 | 4 |
| 10 | Gaines, John Andrew | State | $0 | 0 |
| 11 | Laguna Niguel Summit Wealth Management, LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.