City
Independent RIAs in Laguna Niguel, California
As of October 2, 2026, 10 independent wealth management RIAs with their main office in Laguna Niguel, California reported $476.0 million in regulatory assets under management; the largest by assets was Ehrlich Financial Group, with $250.1 million.
Include wirehouses and broker-dealer firms
- Independent wealth management RIAs
- 10
- Regulatory assets under management
- $476.0 million
- Average per firm
- $47.6 million
- SEC-registered, of those listed
- 1 of 10 (10.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Ehrlich Financial Group | SEC | $250.1 million | 682 |
| 2 | Pacific Financial Planners, LLC | State | $84.2 million | 327 |
| 3 | Trusted Financial Advisors | State | $61.4 million | 110 |
| 4 | Navigate Financial LLC | State | $41.3 million | 124 |
| 5 | Simpson Capital Management | State | $20.2 million | 70 |
| 6 | Sentient Financial, LLC | State | $17.5 million | 84 |
| 7 | Mpe Capital | State | $1.1 million | 19 |
| 8 | Aalexander LLC | State | $1,100 | 4 |
| 9 | Gaines, John Andrew | State | $0 | 0 |
| 10 | Laguna Niguel Summit Wealth Management, LLC | State | $0 | 0 |
Independent RIAs in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.