City
Wealth management firms in Carlsbad, California
As of October 2, 2026, 50 wealth management firms, including broker-dealer firms, with their main office in Carlsbad, California reported $17.8 billion in regulatory assets under management; the largest by assets was Axxcess Wealth Management, LLC, with $8.9 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 50
- Regulatory assets under management
- $17.8 billion
- Average per firm
- $355.3 million
- SEC-registered, of those listed
- 18 of 50 (36.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Axxcess Wealth Management, LLC | SEC | $8.9 billion | 26,039 |
| 2 | Cardiff Park Advisors | SEC | $3.0 billion | 363 |
| 3 | Intelligence Driven Advisers, LLC | SEC | $881.9 million | 659 |
| 4 | Financial Focus LLC | SEC | $800.0 million | 1,308 |
| 5 | MKT Advisors LLC | SEC | $463.7 million | 991 |
| 6 | Seaside Wealth Management, Inc. | SEC | $459.3 million | 1,175 |
| 7 | Simplyrich | SEC | $438.9 million | 222 |
| 8 | Shared Vision Wealth Group | SEC | $335.9 million | 622 |
| 9 | Vistica Wealth Advisors, LLC | SEC | $260.1 million | 404 |
| 10 | Anchor Bay Capital, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $247.1 million | 191 |
| 11 | Carlsbad Wealth Advisory Group, Inc. | SEC | $237.6 million | 710 |
| 12 | MH & Associates Securities Management Corporation | SEC | $200.2 million | 152 |
| 13 | Frank Financial Advisors | SEC | $188.2 million | 456 |
| 14 | Fonte Financial Advisors | SEC | $158.1 million | 461 |
| 15 | Cornerstone Wealth Advisors, Inc. | SEC | $145.6 million | 425 |
| 16 | Wealthrise Financial Planning, LLC | SEC | $136.0 million | 341 |
| 17 | Wealth Compass Financial, Inc. | SEC | $115.4 million | 568 |
| 18 | Birchwood Capital | State | $105.2 million | 252 |
| 19 | Mentor Financial Advisory Group, Ltd. | State | $88.0 million | 181 |
| 20 | DBA Seaside Financial & Insurance Services | State | $81.2 million | 337 |
| 21 | Waits Investments, LLC | State | $78.0 million | 170 |
| 22 | Centered Financial | State | $75.0 million | 167 |
| 23 | Wealthbuilders, LLC | State | $53.9 million | 90 |
| 24 | Anchor Bay Private Wealth LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $51.7 million | 59 |
| 25 | Pilot Retirement Advisors | State | $42.2 million | 43 |
| 26 | Harnett Investment Advisers LLC | State | $35.0 million | 70 |
| 27 | O'Reilly Wealth Advisors | State | $32.8 million | 57 |
| 28 | 10 Star Asset Management | State | $32.4 million | 50 |
| 29 | Family Investment Management L.P. | State | $29.4 million | 112 |
| 30 | Coronado Investment Advisors, LLC | State | $28.6 million | 55 |
| 31 | 77 Financial Group | State | $27.1 million | 125 |
| 32 | Antone Asset Management, Inc | State | $18.4 million | 34 |
| 33 | MK Investment Advisors, LLC | State | $16.1 million | 20 |
| 34 | Inspiration Financial Planning | State | $14.7 million | 73 |
| 35 | Advisors Wealth Management, Inc | State | $12.9 million | 21 |
| 36 | Fletcher Financial, LLC | State | $10.8 million | 18 |
| 37 | Jmo Financial | State | $8.0 million | 11 |
| 38 | Pacific Point Wealth Management | State | $6.4 million | 35 |
| 39 | Wismar Financial | State | $5.5 million | 17 |
| 40 | Beacon Financial Management LLC | State | $3.7 million | 7 |
| 41 | Finances for Life, LLC | State | $793,200 | 6 |
| 42 | Andrew Marshall Financial LLC | State | $0 | 0 |
| 43 | Financial Planning Solutions, Inc. | State | $0 | 0 |
| 44 | Forum Private Wealth, LLC | State | $0 | 0 |
| 45 | Frame Wealth Management | State | $0 | 0 |
| 46 | Guide My Finances | State | $0 | 0 |
| 47 | Iammarino, Nicholas J. | State | $0 | 0 |
| 48 | North County Financial Planning, LLC | State | $0 | 0 |
| 49 | The Financial Team, Inc. | State | $0 | 0 |
| 50 | Vindex Capital Management, LLC | State | $0 | 0 |
Wealth management firms in California, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.