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Independent RIAs in Carlsbad, California

As of October 2, 2026, 48 independent wealth management RIAs with their main office in Carlsbad, California reported $17.5 billion in regulatory assets under management; the largest by assets was Axxcess Wealth Management, LLC, with $8.9 billion.

Include wirehouses and broker-dealer firms

Independent wealth management RIAs
48
Regulatory assets under management
$17.5 billion
Average per firm
$363.8 million
SEC-registered, of those listed
16 of 48 (33.3%)

Firms by assets

#FirmRegistrationRAUMAccounts
1 Axxcess Wealth Management, LLC SEC $8.9 billion 26,039
2 Cardiff Park Advisors SEC $3.0 billion 363
3 Intelligence Driven Advisers, LLC SEC $881.9 million 659
4 Financial Focus LLC SEC $800.0 million 1,308
5 MKT Advisors LLC SEC $463.7 million 991
6 Seaside Wealth Management, Inc. SEC $459.3 million 1,175
7 Simplyrich SEC $438.9 million 222
8 Shared Vision Wealth Group SEC $335.9 million 622
9 Vistica Wealth Advisors, LLC SEC $260.1 million 404
10 Carlsbad Wealth Advisory Group, Inc. SEC $237.6 million 710
11 MH & Associates Securities Management Corporation SEC $200.2 million 152
12 Frank Financial Advisors SEC $188.2 million 456
13 Fonte Financial Advisors SEC $158.1 million 461
14 Cornerstone Wealth Advisors, Inc. SEC $145.6 million 425
15 Wealthrise Financial Planning, LLC SEC $136.0 million 341
16 Wealth Compass Financial, Inc. SEC $115.4 million 568
17 Birchwood Capital State $105.2 million 252
18 Mentor Financial Advisory Group, Ltd. State $88.0 million 181
19 DBA Seaside Financial & Insurance Services State $81.2 million 337
20 Waits Investments, LLC State $78.0 million 170
21 Centered Financial State $75.0 million 167
22 Wealthbuilders, LLC State $53.9 million 90
23 Pilot Retirement Advisors State $42.2 million 43
24 Harnett Investment Advisers LLC State $35.0 million 70
25 O'Reilly Wealth Advisors State $32.8 million 57
26 10 Star Asset Management State $32.4 million 50
27 Family Investment Management L.P. State $29.4 million 112
28 Coronado Investment Advisors, LLC State $28.6 million 55
29 77 Financial Group State $27.1 million 125
30 Antone Asset Management, Inc State $18.4 million 34
31 MK Investment Advisors, LLC State $16.1 million 20
32 Inspiration Financial Planning State $14.7 million 73
33 Advisors Wealth Management, Inc State $12.9 million 21
34 Fletcher Financial, LLC State $10.8 million 18
35 Jmo Financial State $8.0 million 11
36 Pacific Point Wealth Management State $6.4 million 35
37 Wismar Financial State $5.5 million 17
38 Beacon Financial Management LLC State $3.7 million 7
39 Finances for Life, LLC State $793,200 6
40 Andrew Marshall Financial LLC State $0 0
41 Financial Planning Solutions, Inc. State $0 0
42 Forum Private Wealth, LLC State $0 0
43 Frame Wealth Management State $0 0
44 Guide My Finances State $0 0
45 Iammarino, Nicholas J. State $0 0
46 North County Financial Planning, LLC State $0 0
47 The Financial Team, Inc. State $0 0
48 Vindex Capital Management, LLC State $0 0

Independent RIAs in California, including every city.

Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.