City
Wealth management firms in Scottsdale, Arizona
As of October 2, 2026, 184 wealth management firms, including broker-dealer firms, with their main office in Scottsdale, Arizona reported $295.7 billion in regulatory assets under management; the largest by assets was Osaic Wealth, Inc., with $234.9 billion.
Showing all wealth firms, including wirehouses and broker-dealer firms. Independent RIAs only
- Wealth management firms
- 184
- Regulatory assets under management
- $295.7 billion
- Average per firm
- $1.6 billion
- SEC-registered, of those listed
- 68 of 100 (68.0%)
Firms by assets
| # | Firm | Registration | RAUM | Accounts |
|---|---|---|---|---|
| 1 | Osaic Wealth, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $234.9 billion | 850,797 |
| 2 | United Planners' Financial Services of America A Limited Partner Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $12.8 billion | 47,883 |
| 3 | Ashton Thomas Private Wealth | SEC | $6.0 billion | 7,879 |
| 4 | Stoker Ostler, A Part of BMO Financial Group Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $3.7 billion | 5,166 |
| 5 | Trek Financial | SEC | $2.8 billion | 10,768 |
| 6 | Trajan Wealth, L.L.C. | SEC | $2.6 billion | 18,370 |
| 7 | Xcelsior Advisor Partners LLC | SEC | $2.5 billion | 4,746 |
| 8 | Verus Capital Partners, LLC | SEC | $2.3 billion | 7,289 |
| 9 | Ironwood Investment Counsel, LLC | SEC | $1.8 billion | 2,525 |
| 10 | Global Strategic Nextgen OCIO | SEC | $1.6 billion | 401 |
| 11 | Galvin, Gaustad & Stein, LLC | SEC | $1.4 billion | 1,948 |
| 12 | Total Investment Management, Inc. | SEC | $1.4 billion | 2,079 |
| 13 | MSH Capital Advisors LLC Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $1.3 billion | 2,362 |
| 14 | Fortitude Family Office | SEC | $1.3 billion | 971 |
| 15 | Arq Wealth Advisors, LLC | SEC | $1.2 billion | 2,131 |
| 16 | Balboa Wealth Partners, Inc. | SEC | $1.1 billion | 2,623 |
| 17 | Sensible Money, LLC | SEC | $742.5 million | 1,416 |
| 18 | Able Financial Group, LLC | SEC | $732.9 million | 1,694 |
| 19 | Pinnacle Peak Private Client Group, LLC | SEC | $481.1 million | 1,348 |
| 20 | Juncture Wealth Strategies, LLC | SEC | $473.6 million | 1,122 |
| 21 | Dew Wealth Management | SEC | $464.7 million | 596 |
| 22 | Harmony Asset Management LLC | SEC | $462.5 million | 602 |
| 23 | Heritage Family Offices, LLP | SEC | $423.3 million | 1,057 |
| 24 | Exeter Financial, LLC | SEC | $420.2 million | 693 |
| 25 | WT Wealth Management, LLC | SEC | $419.1 million | 2,734 |
| 26 | Luminvest Wealth Management LLC | SEC | $398.0 million | 370 |
| 27 | Buttonwood Capital Management (BCM) Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | SEC | $380.8 million | 896 |
| 28 | Intelligent Capitalworks | SEC | $376.6 million | 341 |
| 29 | Vigilare Wealth Management LLC | SEC | $330.9 million | 452 |
| 30 | Zenith Wealth Advisors | SEC | $328.3 million | 314 |
| 31 | Strategic Wealth Advisors, LLC | SEC | $325.2 million | 427 |
| 32 | AIM Capital | SEC | $309.3 million | 452 |
| 33 | One Wealth Capital Management, LLC | SEC | $306.8 million | 548 |
| 34 | Stableford Capital LLC | SEC | $305.3 million | 254 |
| 35 | Capital Wealth Alliance, LLC | SEC | $300.3 million | 861 |
| 36 | Interwealth Management, LLC | SEC | $298.0 million | 769 |
| 37 | 345 Investment Advisory, LLC | SEC | $295.1 million | 933 |
| 38 | Sage Financial Advisors Inc. | SEC | $270.3 million | 348 |
| 39 | Corepath Wealth Partners LLC | SEC | $261.2 million | 884 |
| 40 | Releve Financial Group | SEC | $255.6 million | 1,275 |
| 41 | Bayntree Wealth Advisors, LLC | SEC | $241.1 million | 1,208 |
| 42 | R.H. Investment Group, LLC | SEC | $238.5 million | 97 |
| 43 | Amplify Financial, LLC | SEC | $230.7 million | 1,494 |
| 44 | SL Capital | SEC | $230.3 million | 416 |
| 45 | Bradley Wealth LLC | SEC | $196.7 million | 1,006 |
| 46 | Spahn Wealth & Retirement LLC | SEC | $181.4 million | 283 |
| 47 | Cole Wealth Management, LLC | SEC | $181.1 million | 774 |
| 48 | C2C Wealth Management, LLC | SEC | $179.8 million | 440 |
| 49 | Blakely Walters Wealth Management | SEC | $173.7 million | 548 |
| 50 | Wealth Management Solutions | SEC | $172.6 million | 411 |
| 51 | Scottsdale Wealth Planning, Inc. | SEC | $171.5 million | 312 |
| 52 | Wealth Engineering, LLC | SEC | $171.0 million | 219 |
| 53 | Vestpointe Wealth Management, LLC | SEC | $165.8 million | 423 |
| 54 | Sierra Legacy Group | SEC | $152.7 million | 86 |
| 55 | CSP Financial Group LLC | SEC | $150.6 million | 1,008 |
| 56 | CMG Financial Consulting | SEC | $149.6 million | 453 |
| 57 | Box Hill Private Wealth | SEC | $137.5 million | 193 |
| 58 | Bridgelight Capital LLC | SEC | $136.4 million | 396 |
| 59 | Almega Wealth Management | SEC | $134.3 million | 767 |
| 60 | Degreen Private Wealth, LLC | SEC | $132.8 million | 261 |
| 61 | GPS Investments | SEC | $127.7 million | 352 |
| 62 | Luminescent Wealth Management, Inc. | SEC | $127.4 million | 163 |
| 63 | O'Connor Capital Advisory, LLC | SEC | $112.1 million | 120 |
| 64 | Spirit West Advisors, LLC | SEC | $111.1 million | 566 |
| 65 | Bonnema Wealth Management LLC | State | $109.2 million | 252 |
| 66 | Corbett Wealth Management LLC | State | $102.5 million | 93 |
| 67 | Suttle Crossland Wealth Advisors, LLC | SEC | $101.1 million | 185 |
| 68 | Next Up Wealth Advisors, LLC | SEC | $100.2 million | 294 |
| 69 | Taylor Advisory Group | State | $95.1 million | 60 |
| 70 | Ironwood Wealth Advisors, LLC | State | $93.1 million | 243 |
| 71 | 3ROOTS Wealth Partners LLC | SEC | $92.6 million | 405 |
| 72 | Premier Southwest Planning Group, LLC | State | $92.3 million | 523 |
| 73 | Big Cedar Investment Advisors | State | $92.2 million | 7 |
| 74 | Bridge Financial Strategies | State | $89.5 million | 214 |
| 75 | CPA Advisory Services, P.C. | State | $86.6 million | 344 |
| 76 | Titan Capital Management | SEC | $84.2 million | 185 |
| 77 | Karpinski Financial, LLC | State | $83.6 million | 119 |
| 78 | Zenith Investment Management, LLC | State | $82.4 million | 272 |
| 79 | Heintz Wealth Management, LLC | State | $80.8 million | 217 |
| 80 | Watch Guard Capital LLC | State | $80.7 million | 407 |
| 81 | Sun Valley Advisory | State | $79.5 million | 240 |
| 82 | Meeks Wealth Management, LLC | State | $78.0 million | 31 |
| 83 | Capital Trust Wealth Management | State | $76.3 million | 79 |
| 84 | Busine Wealth | State | $76.2 million | 299 |
| 85 | SBC Investment Management, LLC | State | $75.7 million | 58 |
| 86 | Tushaus Wealth Management | State | $75.3 million | 397 |
| 87 | Radix Wealth | State | $73.4 million | 260 |
| 88 | The Getzen Group, Inc. | State | $65.1 million | 254 |
| 89 | North Scottsdale Wealth Advisors, LLC | State | $63.1 million | 152 |
| 90 | Evolve Wealth Advisors LP | State | $58.4 million | 170 |
| 91 | Lha Capital Partners | State | $56.8 million | 95 |
| 92 | Witnauer Sloan & Associates LLC | State | $56.6 million | 102 |
| 93 | Oak Brook Asset Management, Corporation | State | $56.0 million | 35 |
| 94 | Life Wise Planning Group LLC | State | $55.0 million | 310 |
| 95 | Fairport Advisors, Inc. Broker-dealer affiliated: A wealth firm that is, or is part of, a broker-dealer or a bank: a wirehouse, a broker-dealer or its advisory arm, or a bank's. It appears in the all wealth firms view, not in the main lists of independent RIAs. | State | $54.7 million | 62 |
| 96 | Chevelon Capital Management LLC | State | $54.3 million | 64 |
| 97 | Hermens Capital Management, Inc | State | $54.0 million | 63 |
| 98 | Townsend Financial | State | $50.3 million | 248 |
| 99 | Stronghold Capital Partners LLC | State | $49.8 million | 334 |
| 100 | Bedrock Investment Advisors | State | $49.8 million | 224 |
Showing the 100 largest of 184 firms. Search by name to find another.
Wealth management firms in Arizona, including every city.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.