SEC-registered wealth management firm Broker-dealer affiliated
Amuni Financial, Inc.
As of its Form ADV filed March 12, 2026, Amuni Financial, Inc., an SEC-registered, broker-dealer affiliated wealth management firm in St. Petersburg, Florida, reported $194.6 million in regulatory assets under management across 454 accounts, ranking #391 among all wealth firms in Florida by assets.
Registration
- Main office
- St. Petersburg, FL
- Registration
- SEC-registered, Approved
- CRD number
- 8365
- SEC file number
- 801-120481
- Registered since
- March 11, 2021
- Latest Form ADV filing
- March 12, 2026
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $194.6 million
- Discretionary
- $35.8 million (18.4%)
- Non-discretionary
- $158.8 million
- Accounts
- 454 (49 discretionary)
- Clients
- 283, approximate as reported
- Employees
- 21
- Advisory staff
- 12 performing investment advisory functions
- Average account
- $428,685
- Asset growth, 1 year
- 21.9% (from $159.7 million a year earlier)
- Asset growth, 3-year annual rate
- 19.5% (from $114.2 million three years earlier)
- Asset growth, 5-year annual rate
- 12.5% (from $108.2 million five years earlier)
- Client growth, 1 year
- 12.3% (from 252)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $108.2 million |
| October 3, 2022 | $137.8 million |
| October 5, 2023 | $114.2 million |
| October 1, 2024 | $130.9 million |
| September 2, 2025 | $159.7 million |
| October 2, 2026 | $194.6 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 60 clients | $104.0 million | |
| Individuals (other than high net worth) 223 clients | $89.8 million | |
| Corporations or other businesses fewer than 5 clients | $839,000 |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars or workshops
- Other
Financial planning clients (Item 5.H): 0.
Wrap fee program sponsor or portfolio manager: yes.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
- Insurance broker or agent
Financial industry affiliations (Item 7.A)
None reported.
Custody (Item 9)
The firm reported custody of client cash or securities, $194.6 million in total.
Investment adviser representatives
- IARs registered with the firm
- 11
- Also registered through a broker-dealer
- 11
- Employees who are IARs (Form ADV 5.B(3))
- 12
Between 8 and 11 of the firm's 11 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Grand Central Investment Group, LLC | Tampa | $196.2 million |
| Northstar Financial Advisors, Inc. | Delray Beach | $195.3 million |
| Neil Jesani Wealth Management | Sunrise | $194.2 million |
| One Wealth Investors | Boca Raton | $193.5 million |
| Setchfield Asset Management | Bradenton | $192.8 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Amuni Financial, Inc. on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.amuni.com
- Wealth management firms in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.