SEC-registered independent wealth management RIA
Neil Jesani Wealth Management
As of its Form ADV filed August 18, 2026, Neil Jesani Wealth Management, an SEC-registered independent wealth management RIA in Sunrise, Florida, reported $194.2 million in regulatory assets under management across 195 accounts, ranking #358 among independent RIAs in Florida by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 322345
- SEC file number
- 801-131785
- Registered since
- January 10, 2025
- Latest Form ADV filing
- August 18, 2026
- Legal name
- NEIL JESANI WEALTH MANAGEMENT, LLC
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 3
Key figures
- Regulatory assets under management
- $194.2 million
- Discretionary
- $194.2 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 195 (195 discretionary)
- Clients
- 95, approximate as reported
- Employees
- 13
- Advisory staff
- 7 performing investment advisory functions
- Average account
- $995,992
- Asset growth, 1 year
- 54.2% (from $125.9 million a year earlier)
- Asset growth, 3-year annual rate
- Not reported
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 37.7% (from 69)
Independent wealth management RIA: individual and high net worth clients hold at least half of its regulatory assets, it offers financial planning or portfolio management for individuals, and it is not a broker-dealer, a bank or part of one by the directory's rules. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among independent wealth management RIAs.
| Ranking | Nationally | In Florida | Value |
|---|---|---|---|
| Largest independent RIAs by assets under management | #5,453 | #358 | $194.2 million |
| Fastest-growing independent RIAs over one year | #317 | #22 | 54.2%from $125.9 million |
| Independent RIAs with the biggest asset gains over one year | #2,764 | #166 | $68.3 million |
| Independent RIAs with the most clients | #9,022 | #567 | 95 |
| Independent RIAs with the most accounts | #8,621 | #555 | 195 |
| Independent RIAs with the most advisory staff | #1,737 | #102 | 7 |
| Independent RIAs with the most high net worth clients | #4,140 | #244 | 74 |
| Independent RIAs with the most CFP professionals | #1,937 | #102 | 2 |
Assets over time
Data table
| As of | RAUM |
|---|---|
| September 2, 2025 | $125.9 million |
| October 2, 2026 | $194.2 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 74 clients | $152.3 million | |
| Corporations or other businesses 6 clients | $19.3 million | |
| Charitable organizations 5 clients | $12.3 million | |
| Insurance companies fewer than 5 clients | $6.7 million | |
| Pension and profit sharing plans 10 clients | $3.6 million | |
| Individuals (other than high net worth) fewer than 5 clients | $82,873 |
How the firm is paid
- A percentage of assets under management
- Hourly charges
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
Financial planning clients (Item 5.H): 101-250.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Accountant or accounting firm
- Insurance company or agency
Custody (Item 9)
The firm reported no custody of client cash or securities.
Investment adviser representatives
- IARs registered with the firm
- 6
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 7
Designations held by the firm's IARs: CFA 2, CFP 2.
Between 5 and 6 of the firm's 6 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Florida
| Firm | City | RAUM |
|---|---|---|
| Northstar Financial Advisors, Inc. | Delray Beach | $195.3 million |
| One Wealth Investors | Boca Raton | $193.5 million |
| Setchfield Asset Management | Bradenton | $192.8 million |
| Numa | Miami | $192.7 million |
| Davis Private Wealth, LLC | Royal Palm Beach | $192.7 million |
The five independent RIAs nearest in regulatory assets with a main office in the same state.
Elsewhere
- Neil Jesani Wealth Management on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.neiljesaniwealth.com/home55918658
- Independent RIAs in Florida
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.