SEC-registered wealth management firm Broker-dealer affiliated
Alliant Securities, Inc. Turner, Nord, Kienbaum
As of its Form ADV filed September 11, 2026, Alliant Securities, Inc. Turner, Nord, Kienbaum, an SEC-registered, broker-dealer affiliated wealth management firm in Liberty Lake, Washington, reported $300.0 million in regulatory assets under management across 696 accounts, ranking #116 among all wealth firms in Washington by assets.
Registration
- Main office
- Liberty Lake, WA
- Registration
- SEC-registered, Approved
- CRD number
- 7726
- SEC file number
- 801-120849
- Registered since
- May 13, 2021
- Latest Form ADV filing
- September 11, 2026
- Legal name
- ALLIANT SECURITIES, INC.
- Organized as
- Corporation
- Fiscal year ends
- December
- Other offices
- 0
Key figures
- Regulatory assets under management
- $300.0 million
- Discretionary
- $235.0 million (78.3%)
- Non-discretionary
- $65.0 million
- Accounts
- 696 (685 discretionary)
- Clients
- 711, approximate as reported
- Employees
- 9
- Advisory staff
- 6 performing investment advisory functions
- Average account
- $431,034
- Asset growth, 1 year
- 32.5% (from $226.5 million a year earlier)
- Asset growth, 3-year annual rate
- 28.3% (from $142.0 million three years earlier)
- Asset growth, 5-year annual rate
- 22.4% (from $109.0 million five years earlier)
- Client growth, 1 year
- 29.5% (from 549)
Broker-dealer affiliated. The firm is itself a broker-dealer as well as an investment adviser (Form ADV Item 6.A(1)). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $109.0 million |
| October 3, 2022 | $158.0 million |
| October 5, 2023 | $142.0 million |
| October 1, 2024 | $180.0 million |
| September 2, 2025 | $226.5 million |
| October 2, 2026 | $300.0 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| Individuals (other than high net worth) 696 clients | $232.5 million | |
| High net worth individuals 12 clients | $65.0 million | |
| Charitable organizations 3 clients | $2.5 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Portfolio management for individuals or small businesses
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
- Broker-dealer
Financial industry affiliations (Item 7.A)
- Broker-dealer
Custody (Item 9)
The firm reported custody of client cash or securities, $300.0 million in total.
Investment adviser representatives
- IARs registered with the firm
- 6
- Also registered through a broker-dealer
- 4
- Employees who are IARs (Form ADV 5.B(3))
- 5
Between 4 and 6 of the firm's 6 IARs are registered in jurisdictions that require IAR CE. The source counts registrations by jurisdiction, and many IARs are registered in more than one, so the exact number is not knowable from it. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 1 disclosure question. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Washington
| Firm | City | RAUM |
|---|---|---|
| Breakwater Investment Management | Seattle | $302.7 million |
| Alethea Capital Management, LLC | Mercer Island | $302.6 million |
| Seneschal Family Office | Tacoma | $301.3 million |
| Cloud Capital Management | Seattle | $300.2 million |
| Hamrick Investment Counsel, LLC | Seattle | $299.2 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Alliant Securities, Inc. Turner, Nord, Kienbaum on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.alliantsecurities.com
- Wealth management firms in Washington
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.