SEC-registered wealth management firm Broker-dealer affiliated
Clarendon Private LLC
As of its Form ADV filed July 28, 2026, Clarendon Private LLC, an SEC-registered, broker-dealer affiliated wealth management firm in Boston, Massachusetts, reported $352.1 million in regulatory assets under management across 231 accounts, ranking #155 among all wealth firms in Massachusetts by assets.
Registration
- Registration
- SEC-registered, Approved
- CRD number
- 316616
- SEC file number
- 801-122430
- Registered since
- October 1, 2021
- Latest Form ADV filing
- July 28, 2026
- Organized as
- Limited Liability Company
- Fiscal year ends
- December
- Other offices
- 1
Key figures
- Regulatory assets under management
- $352.1 million
- Discretionary
- $352.1 million (100.0%)
- Non-discretionary
- $0
- Accounts
- 231 (231 discretionary)
- Clients
- 67, approximate as reported
- Employees
- 8
- Advisory staff
- 5 performing investment advisory functions
- Average account
- $1.5 million
- Asset growth, 1 year
- 2.3% (from $344.3 million a year earlier)
- Asset growth, 3-year annual rate
- 15.2% (from $230.4 million three years earlier)
- Asset growth, 5-year annual rate
- Not reported
- Client growth, 1 year
- 26.4% (from 53)
Broker-dealer affiliated. The firm is affiliated with a bank (Item 7.A(8)) that is part of a group with a broker-dealer (Item 7.A(1)) or controlled by a public company (Schedule D, Item 10.A). It is ranked among all wealth firms, the directory's view that includes wirehouses and broker-dealer firms, not in the main lists of independent RIAs. How firms are classed.
Growth rates come from the SEC's yearly snapshots and are left blank when the years are not comparable.
Rankings
Among all wealth firms, including wirehouses and broker-dealer firms.
Assets over time
Data table
| As of | RAUM |
|---|---|
| October 4, 2021 | $0 |
| October 3, 2022 | $126.9 million |
| October 5, 2023 | $230.4 million |
| October 1, 2024 | $328.6 million |
| September 2, 2025 | $344.3 million |
| October 2, 2026 | $352.1 million |
Clients and services
Client mix
| Measure | Bar | RAUM |
|---|---|---|
| High net worth individuals 39 clients | $188.3 million | |
| Corporations or other businesses 11 clients | $125.3 million | |
| Charitable organizations 10 clients | $36.2 million | |
| Individuals (other than high net worth) 7 clients | $2.2 million |
How the firm is paid
- A percentage of assets under management
Advisory services
- Financial planning
- Portfolio management for individuals or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Financial planning clients (Item 5.H): 1-10.
Wrap fee program sponsor or portfolio manager: no.
Other business, affiliations and custody
Other business activities (Item 6.A)
None reported.
Financial industry affiliations (Item 7.A)
- Banking or thrift institution
- Trust company
Custody (Item 9)
The firm reported custody of client cash or securities, $360.6 million in total.
Investment adviser representatives
- IARs registered with the firm
- 6
- Also registered through a broker-dealer
- 0
- Employees who are IARs (Form ADV 5.B(3))
- 5
Designations held by the firm's IARs: CFP 2.
1 of the firm's 6 IARs is registered in jurisdictions that require IAR CE. IAR CE requirements by state.
Counts only. AdvisorIQ does not list individual people.
Disclosures
On Form ADV Item 11 the firm answered yes to 0 disclosure questions. See the detail on IAPD.
Succession and acquired firms
On Form ADV Item 4 the firm did not report succeeding to another adviser's business.
Similar-sized firms in Massachusetts
| Firm | City | RAUM |
|---|---|---|
| Cox Capital Management LLC | Andover | $361.0 million |
| U. S. Boston Capital Corporation | Lincoln | $359.8 million |
| Abbot Financial Management, Inc | Andover | $358.9 million |
| Factor Investing Group | Westborough | $348.8 million |
| Martha's Vineyard Investment Advisors, LLC | West Tisbury | $342.9 million |
The five wealth firms, broker-dealer affiliated firms included, nearest in regulatory assets with a main office in the same state.
Elsewhere
- Clarendon Private LLC on IAPD: Form ADV, brochures and disclosure detail.
- Firm website: www.clarendonprivate.com
- Wealth management firms in Massachusetts
Firm data as of October 2, 2026, from ia100226.zip. Figures are as the firm reported them; corrections are made on Form ADV and appear after the next monthly reload.
Data as of October 2, 2026, from Form ADV. Sources: SEC registered adviser data (ia100226.zip) and IAPD compilation reports. How the directory is built.